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First Trust Smith Unconstrained Bond ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
26
AE Wealth Management
Kansas
$365K +$364K +14,090 New
SS
27
Simplicity Solutions
Minnesota
$365K +$364K +14,090 New
HT
28
HighTower Trust
Texas
$341K +$341K +13,188 New
JWCA
29
J.W. Cole Advisors
Florida
$305K +$305K +11,788 New
QAM
30
Q3 Asset Management
Michigan
$294K +$294K +11,379 New
LI
31
LVZ Inc
Michigan
$291K -$41.1K -1,591 -12%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$290K +$749 +29 +0.3%
IWP
33
IAG Wealth Partners
Wisconsin
$258K +$257K +9,940 New
CPIG
34
Chicago Partners Investment Group
Illinois
$239K +$238K +9,209 New
WAS
35
Wealth Advisory Solutions
Indiana
$235K +$235K +9,109 New
GWM
36
Geneos Wealth Management
Colorado
$162K +$9.43K +365 +6%
BCI
37
Brinker Capital Investments
Pennsylvania
$161K
TPWA
38
TRUE Private Wealth Advisors
Oregon
$102K +$102K +3,951 New
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$50K +$49.5K +1,917 New
Morgan Stanley
40
Morgan Stanley
New York
$18K
APWM
41
Atlas Private Wealth Management
New York
$4K +$3.88K +150 New
AWA
42
Arkadios Wealth Advisors
Georgia
$2.77K +$2.74K +106 New
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
-$11M -427,470 Closed
FTUS
44
Flow Traders U.S.
New York
-$1.59M -61,661 Closed
GSWM
45
Golden State Wealth Management
California
-$463K -17,950 Closed
IA
46
IFP Advisors
Florida
-$26K -1,000 Closed
Wells Fargo
47
Wells Fargo
California
-$26 -1 -50%