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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

211 hedge funds and large institutions have $1.72B invested in First Trust Smith Unconstrained Bond ETF in 2023 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 109 increasing their positions, 59 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
211
Holders Change
+15
Holders Change %
+7.65%
% of All Funds
3.09%
Holding in Top 10
24
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+9.09%
% of All Funds
0.35%
New
37
Increased
109
Reduced
59
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$143M
2
UBS Group
UBS Group
Switzerland
+$68.5M
3
TWM
Tolleson Wealth Management
Texas
+$26.8M
4
Bank of America
Bank of America
North Carolina
+$22.9M
5
EC
EdgeRock Capital
Colorado
+$20.7M

Top Sellers

1
HSA
HBK Sorce Advisory
Pennsylvania
-$11.8M
2
Jane Street
Jane Street
New York
-$8.05M
3
VWA
Visionary Wealth Advisors
Illinois
-$5.7M
4
SWA
Stratos Wealth Advisors
Ohio
-$5.57M
5
SPC
Sigma Planning Corp
Michigan
-$4.63M
Name Holding Trade Value Shares
Change 		Shares
Change %
TPWA
76
Twin Peaks Wealth Advisors
California
$5.23M +$5.23M +211,241 New
GA
77
GSG Advisors
New Jersey
$5.14M +$3.02M +122,118 +143%
MAM
78
Madison Asset Management
Wisconsin
$5.12M -$255K -10,310 -5%
CAC
79
Certified Advisory Corp
Florida
$5.07M +$71K +2,868 +1%
ECA
80
Elevated Capital Advisors
Utah
$4.91M +$83.4K +3,371 +2%
NL
81
Navalign LLC
California
$4.86M +$4.04M +163,237 +493%
OCFG
82
O'Connor Financial Group
Illinois
$4.25M +$152K +6,138 +4%
OC
83
Oppenheimer & Co
New York
$4.06M +$326K +13,180 +9%
AAS
84
Ameritas Advisory Services
Nebraska
$4.02M -$1.03M -41,705 -20%
SPC
85
Sigma Planning Corp
Michigan
$3.82M -$4.63M -187,137 -55%
BAWC
86
Boyce & Associates Wealth Consulting
Texas
$3.7M +$136K +5,512 +4%
GFG
87
Goldstone Financial Group
Illinois
$3.7M +$3.7M +149,421 New
EIG
88
Ellenbecker Investment Group
Wisconsin
$3.63M +$15.9K +642 +0.4%
US Bancorp
89
US Bancorp
Minnesota
$3.54M +$3.42M +138,145 +2,782%
Thrivent Financial for Lutherans
90
Thrivent Financial for Lutherans
Minnesota
$3.45M +$270K +10,899 +8%
ARC
91
Advisor Resource Council
Texas
$3.27M +$2.19M +88,557 +203%
MML Investors Services
92
MML Investors Services
Massachusetts
$3.09M -$3.42M -138,359 -53%
AAS
93
Avantax Advisory Services
Texas
$3.06M +$2.83M +114,562 +1,239%
MWM
94
MBE Wealth Management
Wisconsin
$2.97M +$22.1K +895 +0.8%
CA
95
Crumly & Associates
Illinois
$2.9M +$288K +11,634 +11%
EH
96
Equitable Holdings
New York
$2.89M +$864K +34,915 +43%
CA
97
Cetera Advisors
Colorado
$2.81M +$622K +25,132 +28%
PA
98
PFG Advisors
Arizona
$2.71M +$130K +5,262 +5%
BWM
99
BlackDiamond Wealth Management
New York
$2.66M -$297K -12,081 -10%
KAS
100
Kestra Advisory Services
Texas
$2.55M +$446K +18,044 +21%
2 3
4
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