PFG Advisors’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

PFG Advisors’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$8.26M	Buy	347,733 +75,872	+28%	+$1.86M	0.42%	45
2026 Q2	$6.76M	Buy	271,861 +10,347	+4%	+$258K	0.34%	60
2026 Q1	$6.48M	Sell	261,514 -71,595	-21%	-$1.8M	0.32%	74
2025 Q4	$8.38M	Buy	333,109 +2,506	+0.8%	+$63.2K	0.41%	59
2025 Q3	$8.33M	Buy	330,603 +41,702	+14%	+$1.04M	0.34%	69
2025 Q2	$7.19M	Buy	288,901 +18,009	+7%	+$444K	0.33%	54
2025 Q1	$6.7M	Buy	270,892 +32,736	+14%	+$810K	0.37%	66
2024 Q4	$5.87M	Buy	238,156 +27,121	+13%	+$672K	0.36%	62
2024 Q3	$5.3M	Buy	211,035 +30,290	+17%	+$755K	0.33%	70
2024 Q2	$4.42M	Buy	180,745 +55,472	+44%	+$1.35M	0.3%	78
2024 Q1	$3.08M	Buy	125,273 +15,931	+15%	+$392K	0.23%	116
2023 Q4	$2.71M	Buy	109,342 +5,262	+5%	+$127K	0.22%	119
2023 Q3	$2.49M	Buy	104,080 +9,048	+10%	+$219K	0.22%	120
2023 Q2	$2.3M	Buy	95,032 +16,099	+20%	+$392K	0.17%	148
2023 Q1	$1.91M	Buy	78,933 +68,657	+668%	+$1.67M	0.16%	159
2022 Q4	$248K	Buy	+10,276	New	+$247K	0.02%	484

Other funds holding UCON

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $84.4B AUM 20.16% 1-Year Est. Return

Trilogy Capital Irvine, California $2.61B AUM 14.55% 1-Year Est. Return

Csenge Advisory Group Clearwater, Florida $2.53B AUM 18.15% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.86B AUM 20.09% 1-Year Est. Return

CPA

Capital Performance Advisors Walnut Creek, California $1.65B AUM 15.94% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $45.2B AUM 20.72% 1-Year Est. Return

Cyndeo Wealth Partners St. Petersburg, Florida $2.21B AUM 17.29% 1-Year Est. Return

Arch Global Advisors New York $240M AUM

EdgeRock Capital Denver, Colorado $461M AUM 17.31% 1-Year Est. Return

PFG Advisors's UCON Position: Q3 2026 in Review

PFG Advisors increased its First Trust Smith Unconstrained Bond ETF (UCON) stake by 28% in Q3 2026, buying an estimated $1.86M and bringing the position to 347,733 shares worth $8.26M. The position accounts for 0.42% of the portfolio, ranked #45.

PFG Advisors first reported a position in UCON in Q4 2022 and has held it in 16 quarters since. The position peaked at $8.38M in Q4 2025. 150 funds tracked by Wall St. Rank hold UCON as of Q3 2026.

PFG Advisors held 347,733 shares of First Trust Smith Unconstrained Bond ETF worth $8.26M as of Q3 2026.
PFG Advisors bought 75,872 First Trust Smith Unconstrained Bond ETF shares in Q3 2026, an estimated $1.86M.
First Trust Smith Unconstrained Bond ETF made up 0.42% of PFG Advisors's portfolio in Q3 2026, its #45 holding.
PFG Advisors first reported a position in First Trust Smith Unconstrained Bond ETF in Q4 2022 and has held it in 16 quarters since.
PFG Advisors's First Trust Smith Unconstrained Bond ETF position peaked at $8.38M in Q4 2025.
150 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q3 2026.

Based on PFG Advisors's 13F filing for Q3 2026, filed 16 Oct 2026.