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First Trust Smith Unconstrained Bond ETF
UCON

171 hedge funds and large institutions have $1.02B invested in First Trust Smith Unconstrained Bond ETF in 2022 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 77 increasing their positions, 56 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

38% more repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 56

31% more funds holding in top 10

Funds holding in top 10: 13 → 17 (+4)

14% more capital invested

Capital invested by funds: $895M → $1.02B (+$127M)

7% more funds holding

Funds holding: 160 → 171 (+11)

6.02% more ownership

Funds ownership: 74.6% → 80.61% (+6%)

Holders
171
Holders Change
+11
Holders Change %
+6.88%
% of All Funds
2.95%
Holding in Top 10
17
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+30.77%
% of All Funds
0.29%
New
20
Increased
77
Reduced
56
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CW
Connectus Wealth
Ohio
+$33.8M
2
Morgan Stanley
Morgan Stanley
New York
+$32.1M
3
Truist Financial
Truist Financial
North Carolina
+$16M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$14M
5
UBS Group
UBS Group
Switzerland
+$9.74M

Top Sellers

Rank Fund Capital Flow
1
FPF
First Pacific Financial
Washington
-$9.89M
2
MAM
Madison Asset Management
Wisconsin
-$7.23M
3
Bank of America
Bank of America
North Carolina
-$5.94M
4
First Trust Advisors
First Trust Advisors
Illinois
-$2.99M
5
FHC
First Heartland Consultants
Missouri
-$2.75M
Name Holding Trade Value Shares
Change 		Change in
Stake
FHA
76
Flagship Harbor Advisors
Massachusetts
$1.85M +$1.58M +63,996 +469%
CA
77
CoreCap Advisors
Michigan
$1.82M +$318K +12,908 +20%
VCM
78
Virtue Capital Management
Tennessee
$1.79M +$296K +12,005 +19%
OMC
79
Old Mission Capital
Illinois
$1.75M +$1.81M +73,664 New
SB
80
Strategic Blueprint
Georgia
$1.72M +$1.24M +50,315 +231%
BCP
81
Blackhawk Capital Partners
Wisconsin
$1.7M -$497K -20,178 -22%
CA
82
Crumly & Associates
Illinois
$1.68M +$77.1K +3,131 +5%
PAG
83
Private Advisory Group
Washington
$1.67M +$96.8K +3,932 +6%
CCA
84
Childress Capital Advisors
Texas
$1.65M +$1.48M +60,041 +647%
GM
85
GeoWealth Management
Illinois
$1.63M -$55.2K -2,240 -3%
KAS
86
Kestra Advisory Services
Texas
$1.61M +$151K +6,143 +10%
WA
87
WESPAC Advisors
California
$1.5M -$525K -21,328 -25%
AF
88
Advisornet Financial
Minnesota
$1.49M +$158K +6,429 +11%
DAS
89
Dynamic Advisor Solutions
Arizona
$1.49M +$1.54M +62,416 New
RJA
90
Raymond James & Associates
Florida
$1.49M +$289K +11,721 +23%
NFG
91
Nations Financial Group
Iowa
$1.41M +$107K +4,360 +8%
EE
92
EWG Elevate
California
$1.35M +$45.3K +1,841 +3%
AWS
93
Atria Wealth Solutions
New York
$1.35M -$18.7K -761 -1%
SFS
94
Sowell Financial Services
Arkansas
$1.34M +$153K +6,209 +12%
Susquehanna International Group
95
Susquehanna International Group
Pennsylvania
$1.27M +$889K +36,120 +208%
FPF
96
First Pacific Financial
Washington
$1.15M -$9.89M -401,725 -89%
RJFSA
97
Raymond James Financial Services Advisors
Florida
$1.1M -$27.9K -1,132 -2%
AAS
98
Ameritas Advisory Services
Nebraska
$1.1M +$117K +4,760 +12%
CIAS
99
Capital Investment Advisory Services
North Carolina
$1.08M +$72.2K +2,931 +7%
TFS
100
TrustCore Financial Services
Tennessee
$1.04M -$742K -30,152 -41%
2 3
4
5 6

UCON Hedge Fund Activity: Q3 2022 in Review

171 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Unconstrained Bond ETF (UCON) for Q3 2022, worth a combined $1.02B — up 14% from $895M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new UCON positions and 7 closed out — a net gain of 13 holders — while 77 added to existing stakes and 56 trimmed.

The largest buyer was Connectus Wealth, opening a new position worth an estimated $33.8M. The largest seller was First Pacific Financial, cutting an estimated $9.89M.

  • 171 institutional investors held First Trust Smith Unconstrained Bond ETF (UCON) as of Q3 2022, up from 160 in Q2 2022.
  • Funds reported $1.02B of First Trust Smith Unconstrained Bond ETF stock for Q3 2022, up 14% quarter-over-quarter.
  • 20 funds opened new First Trust Smith Unconstrained Bond ETF positions in Q3 2022 and 7 closed out, a net change of +13 holders.
  • The largest First Trust Smith Unconstrained Bond ETF buyer in Q3 2022 was Connectus Wealth, an estimated $33.8M added.
  • The largest First Trust Smith Unconstrained Bond ETF seller in Q3 2022 was First Pacific Financial, an estimated $9.89M sold.

Based on aggregated 13F filings for Q3 2022.