Sowell Financial Services’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Sowell Financial Services’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-54,901	Closed	-$1.31M	–	580
2023 Q3	$1.31M	Sell	54,901 -689	-1%	-$16.7K	0.08%	263
2023 Q2	$1.34M	Buy	55,590 +2,797	+5%	+$68.1K	0.07%	294
2023 Q1	$1.28M	Buy	52,793 +1,419	+3%	+$34.5K	0.1%	252
2022 Q4	$1.24M	Sell	51,374 -4,745	-8%	-$114K	0.08%	279
2022 Q3	$1.34M	Buy	56,119 +6,209	+12%	+$153K	0.13%	198
2022 Q2	$1.22M	Buy	+49,910	New	+$1.25M	0.11%	151

Other funds holding UCON

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

TWM

Tolleson Wealth Management Dallas, Texas $693M AUM 17.6% 1-Year Est. Return

LFG

Larson Financial Group St Louis, Missouri $3.13B AUM 22.88% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.18B AUM 16.73% 1-Year Est. Return

Sowell Financial Services's UCON Position: Q4 2023 in Review

Sowell Financial Services sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q4 2023, closing a stake of 54,901 shares — an estimated $1.31M sold.

Sowell Financial Services first reported a position in UCON in Q2 2022 and held it in 6 quarters. The position peaked at $1.34M in Q2 2023. 212 funds tracked by Wall St. Rank hold UCON as of Q4 2023.

Sowell Financial Services reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q4 2023 after selling out during the quarter.
Sowell Financial Services sold 54,901 First Trust Smith Unconstrained Bond ETF shares in Q4 2023, an estimated $1.31M.
Sowell Financial Services first reported a position in First Trust Smith Unconstrained Bond ETF in Q2 2022 and held it in 6 quarters.
Sowell Financial Services's First Trust Smith Unconstrained Bond ETF position peaked at $1.34M in Q2 2023.
212 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q4 2023.

Based on Sowell Financial Services's 13F filing for Q4 2023, filed 24 Jan 2024.