Nations Financial Group’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Nations Financial Group’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-51,991	Closed	-$1.25M	–	638
2022 Q4	$1.25M	Sell	51,991 -7,377	-12%	-$177K	0.14%	181
2022 Q3	$1.41M	Buy	59,368 +4,360	+8%	+$107K	0.2%	118
2022 Q2	$1.35M	Buy	+55,008	New	+$1.37M	0.18%	140

Other funds holding UCON

M1FG

Mach-1 Financial Group Rogers, Arkansas $284M AUM 20.71% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PVI

Pine Valley Investments Marlton, New Jersey $2.18B AUM 26.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Nations Financial Group's UCON Position: Q1 2023 in Review

Nations Financial Group sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q1 2023, closing a stake of 51,991 shares — an estimated $1.25M sold.

Nations Financial Group first reported a position in UCON in Q2 2022 and held it in 3 quarters. The position peaked at $1.41M in Q3 2022. 184 funds tracked by Wall St. Rank hold UCON as of Q1 2023.

Nations Financial Group reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q1 2023 after selling out during the quarter.
Nations Financial Group sold 51,991 First Trust Smith Unconstrained Bond ETF shares in Q1 2023, an estimated $1.25M.
Nations Financial Group first reported a position in First Trust Smith Unconstrained Bond ETF in Q2 2022 and held it in 3 quarters.
Nations Financial Group's First Trust Smith Unconstrained Bond ETF position peaked at $1.41M in Q3 2022.
184 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q1 2023.

Based on Nations Financial Group's 13F filing for Q1 2023, filed 15 May 2023.