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Nuveen S&P 500 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$251K -$297K -16,460 -53%
WAM
27
Wolverine Asset Management
Illinois
$245K +$259K +14,384 New
CAN
28
Cetera Advisor Networks
California
$239K -$5.01K -278 -2%
PAG
29
Private Advisor Group
New Jersey
$228K -$3.61K -200 -1%
SPIA
30
Steward Partners Investment Advisory
New York
$220K +$21.1K +1,170 +10%
OFG
31
OTA Financial Group
New York
$201K +$212K +11,775 New
IWA
32
IBEX Wealth Advisors
New Jersey
$185K
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$135K
EI
34
Ellevest Inc
New York
$43K +$45.1K +2,500 New
NSIM
35
North Star Investment Management
Illinois
$34K
CFA
36
Carroll Financial Associates
North Carolina
$33K
GWM
37
Geneos Wealth Management
Colorado
$18K
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$18K
Citigroup
39
Citigroup
New York
$15K -$76.9K -4,261 -83%
HWMA
40
Heritage Wealth Management (Arizona)
Arizona
$13K
AWA
41
Arkadios Wealth Advisors
Georgia
$5K -$16.7K -926 -74%
FCB
42
First Command Bank
Texas
$4K -$2.31K -128 -33%
FCFS
43
First Command Financial Services
Texas
$4K -$2.31K -128 -33%
HI
44
Harbour Investments
Wisconsin
$4K
SDAM
45
Shulman DeMeo Asset Management
New York
-$983K -54,302 Closed
PGWM
46
Parisi Gray Wealth Management
New Jersey
-$92K -5,075 Closed
PB
47
Pinnacle Bancorp
Nebraska
-$33K -1,800 Closed
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
-$18K -1,000 Closed
ASN
49
Advisory Services Network
Georgia
-$12K -667 Closed