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Nuveen S&P 500 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$333K +$13.7K +783 +4%
CAN
27
Cetera Advisor Networks
California
$258K +$9.25K +528 +4%
PAG
28
Private Advisor Group
New Jersey
$245K
SPIA
29
Steward Partners Investment Advisory
New York
$212K +$28.7K +1,636 +16%
WWM
30
Western Wealth Management
Colorado
$203K +$333 +19 +0.2%
IWA
31
IBEX Wealth Advisors
New Jersey
$196K +$189K +10,802 New
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$143K
Citigroup
33
Citigroup
New York
$94K -$124K -7,096 -58%
PGWM
34
Parisi Gray Wealth Management
New Jersey
$92K +$88.9K +5,075 New
CFA
35
Carroll Financial Associates
North Carolina
$36K
NSIM
36
North Star Investment Management
Illinois
$36K
PB
37
Pinnacle Bancorp
Nebraska
$33K
AWA
38
Arkadios Wealth Advisors
Georgia
$22K +$18.9K +1,081 +667%
GWM
39
Geneos Wealth Management
Colorado
$19K
Rockefeller Capital Management
40
Rockefeller Capital Management
New York
$19K
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$18K
HWMA
42
Heritage Wealth Management (Arizona)
Arizona
$14K
ASN
43
Advisory Services Network
Georgia
$12K +$11.7K +667 New
FCB
44
First Command Bank
Texas
$7K -$2.23K -127 -25%
FCFS
45
First Command Financial Services
Texas
$7K -$2.23K -127 -25%
HI
46
Harbour Investments
Wisconsin
$5K
SFS
47
Shaker Financial Services
Virginia
-$1.49M -89,874 Closed
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
-$540K -31,853 Closed
AA
49
AQR Arbitrage
Connecticut
-$173K -10,486 Closed
EP
50
Eudaimonia Partners
Tennessee
-$96K -5,790 Closed