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Sumitomo Mitsui Financial

241 hedge funds and large institutions have $1.35B invested in Sumitomo Mitsui Financial in 2019 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 100 increasing their positions, 66 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

96% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 24

52% more repeat investments, than reductions

Existing positions increased: 100 | Existing positions reduced: 66

8% more funds holding

Funds holding: 223241 (+18)

6% more capital invested

Capital invested by funds: $1.27B → $1.35B (+$71.4M)

0.05% more ownership

Funds ownership: 13.58%13.63% (+0.05%)

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

71% less call options, than puts

Call options by funds: $299K | Put options by funds: $1.03M

Holders
241
Holders Change
+18
Holders Change %
+8.07%
% of All Funds
4.75%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
47
Increased
100
Reduced
66
Closed
24
Calls
$299K
Puts
$1.03M
Net Calls
-$731K
Net Calls Change
+$560K
Name Holding Trade Value Shares
Change
Change in
Stake
EFSCE
176
Enterprise Financial Services Corp (EFSC)
Missouri
$34K +$1.58K +220 +5%
CBT
177
Capital Bank & Trust
California
$33K -$37.6K -5,233 -54%
EI
178
Ellevest Inc
New York
$33K +$32.5K +4,518 New
LWM
179
Liberty Wealth Management
California
$32K -$58 -8 -0.2%
TWA
180
TCI Wealth Advisors
Arizona
$32K +$16.4K +2,275 +113%
CQS
181
Credential Qtrade Securities
$31K +$6.75K +938 +29%
BBHC
182
Brown Brothers Harriman & Co
New York
$30K -$3.16K -439 -10%
APA
183
American Portfolios Advisors
New York
$25K +$4.25K +590 +21%
TAIM
184
TD Ameritrade Investment Management
Nebraska
$24K +$1.53K +213 +7%
FHA
185
Flagship Harbor Advisors
Massachusetts
$23K +$6.14K +853 +37%
KPW
186
Kore Private Wealth
New York
$23K +$22.4K +3,110 New
RIA
187
Realta Investment Advisors
Delaware
$22K
GRP
188
Global Retirement Partners
California
$21K -$2.18K -303 -10%
Northwestern Mutual Wealth Management
189
Northwestern Mutual Wealth Management
Wisconsin
$21K +$6.38K +886 +44%
LWM
190
Lenox Wealth Management
Ohio
$20K +$10K +1,391 +110%
FRA
191
Front Row Advisors
California
$19K +$94 +13 +0.5%
FHA
192
First Horizon Advisors
Tennessee
$18K
CCA
193
Column Capital Advisors
Indiana
$18K +$17.8K +2,478 New
NIT
194
NumerixS Investment Technologies
British Columbia, Canada
$16K
ETI
195
Enterprise Trust & Investment
California
$15K
VFA
196
Valeo Financial Advisors
Indiana
$15K +$6.66K +925 +84%
Carson Wealth (CWM LLC)
197
Carson Wealth (CWM LLC)
Nebraska
$13K
ClearBridge Investments
198
ClearBridge Investments
New York
$13K
JFA
199
JNBA Financial Advisors
Minnesota
$13K +$10.6K +1,474 +655%
SL
200
Savior LLC
Massachusetts
$13K +$12.6K +1,755 New

SMFG Hedge Fund Activity: Q4 2019 in Review

241 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2019, worth a combined $1.35B — up 5.6% from $1.27B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new SMFG positions and 24 closed out — a net gain of 23 holders — while 100 added to existing stakes and 66 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $20.9M. The largest seller was LMR Partners, cutting an estimated $32.4M.

  • 241 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2019, up from 223 in Q3 2019.
  • Funds reported $1.35B of Sumitomo Mitsui Financial stock for Q4 2019, up 5.6% quarter-over-quarter.
  • 47 funds opened new Sumitomo Mitsui Financial positions in Q4 2019 and 24 closed out, a net change of +23 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2019 was Goldman Sachs, an estimated $20.9M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2019 was LMR Partners, an estimated $32.4M sold.

Based on aggregated 13F filings for Q4 2019.