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Sumitomo Mitsui Financial
SMFG

181 hedge funds and large institutions have $689M invested in Sumitomo Mitsui Financial in 2016 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 55 increasing their positions, 57 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

100% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 21

15% more capital invested

Capital invested by funds: $602M → $689M (+$87.3M)

10% more funds holding

Funds holding: 165 → 181 (+16)

0.09% more ownership

Funds ownership: 6.29% → 6.38% (+0.09%)

4% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 57

Holders
181
Holders Change
+16
Holders Change %
+9.7%
% of All Funds
4.53%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
42
Increased
55
Reduced
57
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Northern Trust
Northern Trust
Illinois
+$19.9M
2
JP Morgan Chase
JP Morgan Chase
New York
+$7.4M
3
PPA
Parametric Portfolio Associates
Washington
+$4.29M
4
Bank of America
Bank of America
North Carolina
+$4.27M
5
William Blair Investment Management
William Blair Investment Management
Illinois
+$3.23M

Top Sellers

Rank Fund Capital Flow
1
JG
Jefferies Group
New York
-$9.77M
2
NMC
Nine Masts Capital
Hong Kong
-$6.5M
3
GT
Glenmede Trust
Pennsylvania
-$5.02M
4
Lazard Asset Management
Lazard Asset Management
New York
-$4.85M
5
FGP
Foyston, Gordon, & Payne
Ontario, Canada
-$3.19M
Name Holding Trade Value Shares
Change 		Change in
Stake
PMFA
176
Plante Moran Financial Advisors
Michigan
$2K +$1.85K +255 New
MPWT
177
MassMutual Private Wealth & Trust
Connecticut
$1.96K +$1.87K +257 New
BIM
178
BlackRock Investment Management
Delaware
$1K +$806 +111 New
CFD
179
Creative Financial Designs
Indiana
$1K +$1.16K +159 New
WEC
180
Winslow Evans & Crocker
Massachusetts
$544 – – –
FGP
181
Foyston, Gordon, & Payne
Ontario, Canada
– -$3.19M -473,088 Closed
HCM
182
Highbridge Capital Management
New York
– -$945K -140,000 Closed
MSU
183
Mizuho Securities USA
New York
– -$518K -76,715 Closed
WC
184
Wexford Capital
Florida
– -$473K -70,100 Closed
Millennium Management
185
Millennium Management
New York
– -$454K -67,300 Closed
GC
186
Guggenheim Capital
Illinois
– -$263K -38,904 Closed
Lord, Abbett & Co
187
Lord, Abbett & Co
New Jersey
– -$149K -22,157 Closed
State Street
188
State Street
Massachusetts
– -$147K -21,650 Closed
Walleye Trading
189
Walleye Trading
New York
– -$138K -20,500 Closed
JSAM
190
J. Safra Asset Management
New York
– -$102K -15,042 Closed
BSW
191
Buckingham Strategic Wealth
Missouri
– -$102K -15,038 Closed
BTNA
192
Bremer Trust National Association
Minnesota
– -$89K -13,237 Closed
PSUF
193
People's United Financial
Connecticut
– -$87K -12,865 Closed
RJFSA
194
Raymond James Financial Services Advisors
Florida
– -$81K -12,001 Closed
Wolverine Trading
195
Wolverine Trading
Illinois
– -$76K -11,480 Closed
CG
196
Cutler Group
California
– -$42.7K -5,881 -99%
PSC
197
Prentiss Smith & Co
Vermont
– -$7K -1,000 Closed
1832 Asset Management
198
1832 Asset Management
Ontario, Canada
– -$4K -645 Closed
ST
199
Smithfield Trust
Pennsylvania
– -$3K -470 Closed
ACS
200
Archford Capital Strategies
Illinois
– -$2K -434 Closed
5 6 7
8
9

SMFG Hedge Fund Activity: Q4 2016 in Review

181 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2016, worth a combined $689M — up 15% from $602M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new SMFG positions and 21 closed out — a net gain of 21 holders — while 55 added to existing stakes and 57 trimmed.

The largest buyer was Northern Trust, adding an estimated $19.9M. The largest seller was Jefferies Group, cutting an estimated $9.77M.

  • 181 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2016, up from 165 in Q3 2016.
  • Funds reported $689M of Sumitomo Mitsui Financial stock for Q4 2016, up 15% quarter-over-quarter.
  • 42 funds opened new Sumitomo Mitsui Financial positions in Q4 2016 and 21 closed out, a net change of +21 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2016 was Northern Trust, an estimated $19.9M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2016 was Jefferies Group, an estimated $9.77M sold.

Based on aggregated 13F filings for Q4 2016.