MSU
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Mizuho Securities USA’s Sumitomo Mitsui Financial SMFG Stock Holding History

Mizuho Securities USA’s Portfolio SMFG Stock Details SMFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-76,715
Closed -$518K – 233
2016
Q3 		$518K Buy
+76,715
New +$498K 0.04% 146

Other funds holding SMFG

Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
NMC
Nine Masts Capital Central, Hong Kong $693M AUM 31.93% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
AG
Aperio Group Sausalito, California $33.8B AUM 31.46% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Mizuho Securities USA's SMFG Position: Q4 2016 in Review

Mizuho Securities USA sold out of Sumitomo Mitsui Financial (SMFG) in Q4 2016, closing a stake of 76,715 shares — an estimated $518K sold.

Mizuho Securities USA first reported a position in SMFG in Q3 2016 and held it in 1 quarter. The position peaked at $518K in Q3 2016. 181 funds tracked by Wall St. Rank hold SMFG as of Q4 2016.

  • Mizuho Securities USA reported no remaining Sumitomo Mitsui Financial position as of Q4 2016 after selling out during the quarter.
  • Mizuho Securities USA sold 76,715 Sumitomo Mitsui Financial shares in Q4 2016, an estimated $518K.
  • Mizuho Securities USA first reported a position in Sumitomo Mitsui Financial in Q3 2016 and held it in 1 quarter.
  • Mizuho Securities USA's Sumitomo Mitsui Financial position peaked at $518K in Q3 2016.
  • 181 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial as of Q4 2016.

Based on Mizuho Securities USA's 13F filing for Q4 2016, filed 7 Feb 2017.