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Sumitomo Mitsui Financial

153 hedge funds and large institutions have $960M invested in Sumitomo Mitsui Financial in 2014 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 53 increasing their positions, 59 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.05% less ownership

Funds ownership: 9.3%9.26% (-0.05%)

6% less funds holding

Funds holding: 162153 (-9)

10% less repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 59

11% less capital invested

Capital invested by funds: $1.08B → $960M (-$124M)

17% less first-time investments, than exits

New positions opened: 25 | Existing positions closed: 30

99% less call options, than puts

Call options by funds: $25K | Put options by funds: $3.4M

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
153
Holders Change
-9
Holders Change %
-5.56%
% of All Funds
4.08%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
25
Increased
53
Reduced
59
Closed
30
Calls
$25K
Puts
$3.4M
Net Calls
-$3.37M
Net Calls Change
-$6.6M
Name Holding Trade Value Shares
Change
Change in
Stake
RJT
101
Raymond James Trust
Florida
$176K +$39.5K +5,207 +27%
NA
102
Navellier & Associates
Nevada
$170K -$6.59K -869 -4%
AIA
103
Avalon Investment & Advisory
Texas
$168K -$232K -30,597 -57%
Neuberger Berman Group
104
Neuberger Berman Group
New York
$161K -$7.3M -961,383 -98%
MCM
105
McKinley Capital Management
Alaska
$161K
PVWM
106
Point View Wealth Management
New Jersey
$150K
State Street
107
State Street
Massachusetts
$146K
PIC
108
Portland Investment Counsel
Ontario, Canada
$146K +$15.2K +2,000 +11%
OA
109
OFI Advisors
Pennsylvania
$136K +$8.33K +1,098 +6%
SGAM
110
Steinberg Global Asset Management
Florida
$129K -$2.58K -340 -2%
OC
111
Oppenheimer & Co
New York
$126K
First Trust Advisors
112
First Trust Advisors
Illinois
$123K -$9.46K -1,246 -7%
LCM
113
Landscape Capital Management
New Jersey
$113K +$118K +15,500 New
Chevy Chase Trust
114
Chevy Chase Trust
Maryland
$103K +$3.6K +475 +3%
MCM
115
Manchester Capital Management
Vermont
$100K -$49.6K -6,542 -32%
William Blair & Company
116
William Blair & Company
Illinois
$99K -$235 -31 -0.2%
CIP
117
Convergence Investment Partners
Florida
$98K -$17.7K -2,326 -15%
LPL Financial
118
LPL Financial
California
$98K +$102K +13,474 New
DTL
119
Dynamic Technology Lab
Singapore
$98K +$102K +13,500 New
BC
120
Bartlett & Co
Ohio
$70K +$72.7K +9,575 New
Fifth Third Bancorp
121
Fifth Third Bancorp
Ohio
$63K -$221K -29,090 -77%
Bank of Montreal
122
Bank of Montreal
Ontario, Canada
$53K -$52.2K -6,883 -49%
ASN
123
Advisory Services Network
Georgia
$41K -$59.4K -7,831 -57%
ACS
124
Archford Capital Strategies
Illinois
$39K +$16.6K +2,184 +69%
HR
125
Howe & Rusling
New York
$37K

SMFG Hedge Fund Activity: Q4 2014 in Review

153 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2014, worth a combined $960M — down 11% from $1.08B a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of SMFG and 25 opened new positions — a net loss of 5 holders — while 59 trimmed existing stakes and 53 added.

The largest buyer was Renaissance Group, opening a new position worth an estimated $11.2M. The largest seller was Capital World Investors, cutting an estimated $14.8M.

  • 153 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2014, down from 162 in Q3 2014.
  • Funds reported $960M of Sumitomo Mitsui Financial stock for Q4 2014, down 11% quarter-over-quarter.
  • 25 funds opened new Sumitomo Mitsui Financial positions in Q4 2014 and 30 closed out, a net change of -5 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2014 was Renaissance Group, an estimated $11.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2014 was Capital World Investors, an estimated $14.8M sold.

Based on aggregated 13F filings for Q4 2014.