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Sumitomo Mitsui Financial
SMFG

Overview Fund Activity

141 hedge funds and large institutions have $959M invested in Sumitomo Mitsui Financial in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 59 increasing their positions, 40 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
141
Holders Change
–
Holders Change %
0%
% of All Funds
4.57%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
17
Increased
59
Reduced
40
Closed
15
Calls
$13K
Puts
$138K
Net Calls
-$125K
Net Calls Change
-$166K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$80.8M
2
ClearBridge Investments
2
ClearBridge Investments
New York
$20.2M
3
FWCM
3
Ferguson Wellman Capital Management
Oregon
$8.17M
4
NM
4
Nokota Management
New York
$16.4M
5
Northern Trust
5
Northern Trust
Illinois
$20.3M

Top Sellers

1
BIP
1
Brandes Investment Partners
California
$40.6M
2
MAMNY
2
Marathon Asset Management (New York)
New York
$2.28M
3
IG
3
ING Group
Netherlands
$6.78M
4
CGI
4
CI Global Investments
California
$0
5
Lazard Asset Management
5
Lazard Asset Management
New York
$99.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
Nordea Investment Management
101
Nordea Investment Management
Sweden
$130K -$38.3K -3,929 -23%
OA
102
OFI Advisors
Pennsylvania
$130K -$35.1K -3,604 -21%
CIA
103
Choate Investment Advisors
Massachusetts
$124K – – –
TC
104
Telemus Capital
Michigan
$115K +$115K +11,836 New
Acadian Asset Management
105
Acadian Asset Management
Massachusetts
$100K – – –
Barclays
106
Barclays
United Kingdom
$93K -$1.25M -139,239 -93%
GT
107
Glenmede Trust
Pennsylvania
$84K – – –
Group One Trading
108
Group One Trading
Illinois
$77K -$66.7K -6,885 -46%
LTFS
109
Ladenburg Thalmann Financial Services
Florida
$70K +$2.87K +292 +4%
QT
110
Quantbot Technologies
New York
$70K +$70K +7,200 New
HR
111
Howe & Rusling
New York
$61K +$758 +76 +1%
WT
112
Whittier Trust
California
$56K – – –
TFMS
113
Trust & Fiduciary Management Services
Massachusetts
$51K +$51K +5,253 New
WA
114
WFG Advisors
Texas
$47K +$48 +5 +0.1%
CTC
115
Central Trust Company
Missouri
$41K +$7.59K +777 +23%
EFSCE
116
Enterprise Financial Services Corp (EFSC)
Missouri
$36K – – –
LIA
117
LS Investment Advisors
Michigan
$32K – – –
H
118
Hexavest
Quebec, Canada
$30K – – –
TRCT
119
Tower Research Capital (TRC)
New York
$24K +$13.3K +1,339 +123%
M&T Bank
120
M&T Bank
New York
$21K – – –
CAW
121
Cornerstone Advisors (Washington)
Washington
$20K – – –
DADC
122
D.A. Davidson & Co
Montana
$18K +$1.41K +151 +8%
MMH
123
Menora Mivtachim Holdings
Israel
$15K – – –
Jones Financial Companies
124
Jones Financial Companies
Missouri
$14K +$11K +1,160 +371%
EWM
125
Evercore Wealth Management
New York
$12K +$12K +1,247 New
3 4
5
6 7