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Sumitomo Mitsui Financial

223 hedge funds and large institutions have $1.27B invested in Sumitomo Mitsui Financial in 2019 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 74 increasing their positions, 97 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

0.19% less ownership

Funds ownership: 13.77%13.58% (-0.19%)

6% less capital invested

Capital invested by funds: $1.36B → $1.27B (-$85M)

14% less funds holding

Funds holding: 258223 (-35)

24% less repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 97

62% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 53

98% less call options, than puts

Call options by funds: $28K | Put options by funds: $1.32M

Holders
223
Holders Change
-35
Holders Change %
-13.57%
% of All Funds
4.89%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
20
Increased
74
Reduced
97
Closed
53
Calls
$28K
Puts
$1.32M
Net Calls
-$1.29M
Net Calls Change
-$62K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS AM
51
UBS AM
Illinois
$1.32M -$3.28M -479,539 -71%
PCM
52
Prelude Capital Management
New York
$1.3M +$745K +109,000 +134%
GT
53
Greenleaf Trust
Michigan
$1.29M -$599K -87,720 -32%
Fidelity Investments
54
Fidelity Investments
Massachusetts
$1.23M +$1.18M +172,021 +2,254%
RFC
55
Regions Financial Corp
Alabama
$1.16M -$46.1K -6,744 -4%
OAM
56
Oppenheimer Asset Management
New York
$1.09M -$95K -13,902 -8%
Dimensional Fund Advisors
57
Dimensional Fund Advisors
Texas
$1.09M -$71.4K -10,458 -6%
LFAS
58
Level Four Advisory Services
Texas
$996K +$48K +7,029 +5%
Barclays
59
Barclays
United Kingdom
$974K -$464K -67,954 -32%
Invesco
60
Invesco
Georgia
$967K -$297K -43,406 -23%
M&T Bank
61
M&T Bank
New York
$944K -$1.56M -228,174 -62%
CIM
62
Confluence Investment Management
Missouri
$831K -$141K -20,610 -15%
LNWWM
63
Laird Norton Wetherby Wealth Management
California
$831K -$38.8K -5,685 -4%
BTS
64
BB&T Securities
Virginia
$793K -$262K -38,368 -25%
PSUF
65
People's United Financial
Connecticut
$725K -$193K -28,194 -21%
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
$694K -$800K -117,055 -54%
BUB
67
BBVA USA Bancshares
Texas
$659K -$456K -66,700 -41%
VCA
68
Verdence Capital Advisors
Maryland
$652K +$1.13K +166 +0.2%
WAM
69
World Asset Management
Michigan
$576K -$117K -17,060 -17%
OAG
70
Orbis Allan Gray
Bermuda
$569K
QCG
71
Quadrant Capital Group
Ohio
$519K -$2.42K -355 -0.5%
BCM
72
BTC Capital Management
Iowa
$518K -$8.4K -1,229 -2%
DS
73
DRW Securities
Illinois
$513K +$512K +75,000 New
S
74
SignatureFD
Georgia
$483K -$92.6K -13,555 -16%
AP
75
Advisor Partners
California
$477K -$184K -26,923 -28%

SMFG Hedge Fund Activity: Q3 2019 in Review

223 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2019, worth a combined $1.27B — down 6.3% from $1.36B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of SMFG and 20 opened new positions — a net loss of 33 holders — while 97 trimmed existing stakes and 74 added.

The largest buyer was LMR Partners, adding an estimated $67.2M. The largest seller was Cambiar Investors, exiting entirely with an estimated $110M sold.

  • 223 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2019, down from 258 in Q2 2019.
  • Funds reported $1.27B of Sumitomo Mitsui Financial stock for Q3 2019, down 6.3% quarter-over-quarter.
  • 20 funds opened new Sumitomo Mitsui Financial positions in Q3 2019 and 53 closed out, a net change of -33 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2019 was LMR Partners, an estimated $67.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2019 was Cambiar Investors, an estimated $110M sold.

Based on aggregated 13F filings for Q3 2019.