Confluence Investment Management’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

Confluence Investment Management’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-142,041	Closed	-$1M	–	323
2019 Q4	$1M	Buy	142,041 +20,610	+17%	+$148K	0.02%	209
2019 Q3	$831K	Sell	121,431 -20,610	-15%	-$141K	0.01%	217
2019 Q2	$1M	Sell	142,041 -1,433	-1%	-$10.1K	0.02%	209
2019 Q1	$1.01M	Sell	143,474 -13,180	-8%	-$94.2K	0.02%	203
2018 Q4	$1.02M	Sell	156,654 -17,875	-10%	-$133K	0.02%	208
2018 Q3	$1.4M	Sell	174,529 -19,261	-10%	-$152K	0.02%	198
2018 Q2	$1.51M	Buy	+193,790	New	+$1.61M	0.03%	192

Other funds holding SMFG

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

CIM

Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LMR Partners London, United Kingdom $26.8B AUM 68.38% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Confluence Investment Management's SMFG Position: Q1 2020 in Review

Confluence Investment Management sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q1 2020, closing a stake of 142,041 shares — an estimated $1M sold.

Confluence Investment Management first reported a position in SMFG in Q2 2018 and held it in 7 quarters. The position peaked at $1.51M in Q2 2018. 219 funds tracked by Wall St. Rank hold SMFG as of Q1 2020.

Confluence Investment Management reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q1 2020 after selling out during the quarter.
Confluence Investment Management sold 142,041 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q1 2020, an estimated $1M.
Confluence Investment Management first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q2 2018 and held it in 7 quarters.
Confluence Investment Management's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $1.51M in Q2 2018.
219 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q1 2020.

Based on Confluence Investment Management's 13F filing for Q1 2020, filed 8 Apr 2020.