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Sumitomo Mitsui Financial
SMFG

219 hedge funds and large institutions have $652M invested in Sumitomo Mitsui Financial in 2020 Q1 according to their latest regulatory filings, with 28 funds opening new positions, 76 increasing their positions, 86 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

3.73% less ownership

Funds ownership: 13.63% → 9.91% (-3.7%)

9% less funds holding

Funds holding: 241 → 219 (-22)

12% less repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 86

40% less first-time investments, than exits

New positions opened: 28 | Existing positions closed: 47

52% less capital invested

Capital invested by funds: $1.35B → $652M (-$693M)

52% less call options, than puts

Call options by funds: $112K | Put options by funds: $234K

Holders
219
Holders Change
-22
Holders Change %
-9.13%
% of All Funds
4.82%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
28
Increased
76
Reduced
86
Closed
47
Calls
$112K
Puts
$234K
Net Calls
-$122K
Net Calls Change
+$609K

Top Buyers

Rank Fund Capital Flow
1
CIM
Cowen Investment Management
New York
+$70.9M
2
LP
LMR Partners
United Kingdom
+$9.82M
3
Citigroup
Citigroup
New York
+$7.7M
4
Fidelity Investments
Fidelity Investments
Massachusetts
+$6.23M
5
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$5.99M

Top Sellers

Rank Fund Capital Flow
1
Fisher Asset Management
Fisher Asset Management
Washington
-$389M
2
CAC
Cowen and Company
New York
-$22.2M
3
AG
Aperio Group
California
-$6.95M
4
NMC
Nine Masts Capital
Hong Kong
-$6.62M
5
Bank of America
Bank of America
North Carolina
-$6.19M
Name Holding Trade Value Shares
Change 		Change in
Stake
TRSOTSOK
26
Teachers Retirement System of the State of Kentucky
Kentucky
$4.33M – – –
RJA
27
Raymond James & Associates
Florida
$4.19M -$1.55M -240,948 -22%
Franklin Resources
28
Franklin Resources
California
$4.15M -$846K -131,349 -13%
Bank of New York Mellon
29
Bank of New York Mellon
New York
$2.81M -$23.4K -3,634 -0.6%
Ameriprise
30
Ameriprise
Minnesota
$2.71M -$1.38M -213,730 -27%
LPL Financial
31
LPL Financial
California
$2.4M -$408K -63,313 -11%
CGH
32
Crossmark Global Holdings
Texas
$2.29M +$146K +22,656 +5%
SEI Investments
33
SEI Investments
Pennsylvania
$2.28M +$1.04M +161,664 +56%
UBS Group
34
UBS Group
Switzerland
$2.08M -$105K -16,299 -4%
BC
35
Brinker Capital
Pennsylvania
$2M -$211K -32,762 -7%
ECM
36
ETrade Capital Management
Virginia
$1.87M -$298K -46,223 -11%
State Street
37
State Street
Massachusetts
$1.85M +$2.39M +371,700 +2,664%
Comerica Bank
38
Comerica Bank
Texas
$1.82M -$82.9K -12,871 -3%
Two Sigma Advisers
39
Two Sigma Advisers
New York
$1.7M +$151K +23,400 +7%
Mercer Global Advisors
40
Mercer Global Advisors
Colorado
$1.64M +$335K +52,046 +18%
Dimensional Fund Advisors
41
Dimensional Fund Advisors
Texas
$1.6M +$1.14M +177,439 +113%
ECM
42
Evergreen Capital Management
Washington
$1.51M -$606K -94,118 -23%
CIBC World Market
43
CIBC World Market
Ontario, Canada
$1.45M +$668K +103,652 +52%
AIA
44
Avalon Investment & Advisory
Texas
$1.36M +$262K +40,663 +17%
ACC
45
Accident Compensation Corp
New Zealand
$1.35M – – –
GHAM
46
Gilman Hill Asset Management
Connecticut
$1.15M +$48.2K +7,490 +3%
AAM
47
Advisors Asset Management
Colorado
$1.03M -$54.3K -8,425 -4%
VPIM
48
Vanguard Personalized Indexing Management
California
$986K +$1.33M +205,835 New
RFC
49
Regions Financial Corp
Alabama
$950K +$1.87K +290 +0.1%
OAM
50
Oppenheimer Asset Management
New York
$925K +$242K +37,607 +24%
1
2
3 4 5

SMFG Hedge Fund Activity: Q1 2020 in Review

219 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q1 2020, worth a combined $652M — down 52% from $1.35B a quarter earlier.

Sellers outnumbered buyers: 47 funds closed out of SMFG and 28 opened new positions — a net loss of 19 holders — while 86 trimmed existing stakes and 76 added.

The largest buyer was Cowen Investment Management, opening a new position worth an estimated $70.9M. The largest seller was Fisher Asset Management, cutting an estimated $389M.

  • 219 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q1 2020, down from 241 in Q4 2019.
  • Funds reported $652M of Sumitomo Mitsui Financial stock for Q1 2020, down 52% quarter-over-quarter.
  • 28 funds opened new Sumitomo Mitsui Financial positions in Q1 2020 and 47 closed out, a net change of -19 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q1 2020 was Cowen Investment Management, an estimated $70.9M added.
  • The largest Sumitomo Mitsui Financial seller in Q1 2020 was Fisher Asset Management, an estimated $389M sold.

Based on aggregated 13F filings for Q1 2020.