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Sumitomo Mitsui Financial
SMFG

162 hedge funds and large institutions have $1.08B invested in Sumitomo Mitsui Financial in 2014 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 69 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 11

73% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 40

41% more call options, than puts

Call options by funds: $11.1M | Put options by funds: $7.85M

7% more funds holding

Funds holding: 152 → 162 (+10)

6% more capital invested

Capital invested by funds: $1.02B → $1.08B (+$61.3M)

0.81% more ownership

Funds ownership: 8.5% → 9.3% (+0.81%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
162
Holders Change
+10
Holders Change %
+6.58%
% of All Funds
4.7%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
21
Increased
69
Reduced
40
Closed
11
Calls
$11.1M
Puts
$7.85M
Net Calls
+$3.23M
Net Calls Change
+$48B

Top Buyers

Rank Fund Capital Flow
1
MAA
Managed Account Advisors
New Jersey
+$26.2M
2
Lazard Asset Management
Lazard Asset Management
New York
+$16.4M
3
Morgan Stanley
Morgan Stanley
New York
+$13.7M
4
Wells Fargo
Wells Fargo
California
+$10.1M
5
CI
Cambiar Investors
Colorado
+$7.16M

Top Sellers

Rank Fund Capital Flow
1
Neuberger Berman Group
Neuberger Berman Group
New York
-$18.8M
2
NM
Nokota Management
New York
-$6.51M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$2.69M
4
Millennium Management
Millennium Management
New York
-$2.54M
5
HCMT
Highland Capital Management (Texas)
Texas
-$1.01M
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$5M +$588K +71,771 +13%
WIS
27
Wright Investors Service
Connecticut
$4.72M -$256K -31,185 -5%
NM
28
Nokota Management
New York
$4.5M -$6.51M -794,000 -59%
Truist Financial
29
Truist Financial
North Carolina
$4.4M +$381K +46,509 +9%
CM
30
Castleark Management
Illinois
$4.37M – – –
Fiera Capital (Canada)
31
Fiera Capital (Canada)
Quebec, Canada
$4.24M +$281K +34,300 +7%
SC
32
Seawolf Capital
New York
$4.17M +$4.17M +509,000 New
Two Sigma Investments
33
Two Sigma Investments
New York
$3.88M +$3.78M +460,903 +3,716%
RCM
34
Riverhead Capital Management
Delaware
$3.87M – – –
CAM
35
Capstone Asset Management
Texas
$3.85M +$85.1K +10,380 +2%
FGP
36
Foyston, Gordon, & Payne
Ontario, Canada
$3.8M +$3.8M +463,863 New
WI
37
WBI Investments
New Jersey
$3.75M +$3.75M +457,556 New
PI
38
Placemark Investments
Illinois
$3.29M +$275K +33,562 +9%
WAM
39
World Asset Management
Michigan
$3M -$164K -19,985 -5%
MCM
40
Matterhorn Capital Management
Texas
$2.92M +$139K +16,997 +5%
Comerica Bank
41
Comerica Bank
Texas
$2.85M -$140K -17,018 -5%
AAM
42
Advisors Asset Management
Colorado
$2.81M +$447K +54,487 +19%
PSUF
43
People's United Financial
Connecticut
$2.81M +$161K +19,696 +6%
VKH
44
Virtu KCG Holdings
New York
$2.73M +$2.73M +332,444 New
Lord, Abbett & Co
45
Lord, Abbett & Co
New Jersey
$2.35M +$2.35M +286,755 New
Bank of New York Mellon
46
Bank of New York Mellon
New York
$2.28M -$2.69M -328,591 -54%
Natixis Advisors
47
Natixis Advisors
Massachusetts
$2.23M +$488K +59,524 +28%
1IC
48
1919 Investment Counsel
Maryland
$1.79M -$127K -15,450 -7%
Deutsche Bank
49
Deutsche Bank
Germany
$1.75M +$647K +78,854 +59%
Invesco
50
Invesco
Georgia
$1.67M -$20.2K -2,467 -1%
1
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SMFG Hedge Fund Activity: Q3 2014 in Review

162 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2014, worth a combined $1.08B — up 6% from $1.02B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SMFG positions and 11 closed out — a net gain of 10 holders — while 69 added to existing stakes and 40 trimmed.

The largest buyer was Managed Account Advisors, adding an estimated $26.2M. The largest seller was Neuberger Berman Group, cutting an estimated $18.8M.

  • 162 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2014, up from 152 in Q2 2014.
  • Funds reported $1.08B of Sumitomo Mitsui Financial stock for Q3 2014, up 6% quarter-over-quarter.
  • 21 funds opened new Sumitomo Mitsui Financial positions in Q3 2014 and 11 closed out, a net change of +10 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2014 was Managed Account Advisors, an estimated $26.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2014 was Neuberger Berman Group, an estimated $18.8M sold.

Based on aggregated 13F filings for Q3 2014.