WBI Investments’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

WBI Investments’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-1,060,223	Closed	-$8.21M	–	276
2015 Q1	$8.21M	Buy	1,060,223 +552,723	+109%	+$4.13M	0.19%	96
2014 Q4	$3.69M	Buy	507,500 +49,944	+11%	+$379K	0.1%	124
2014 Q3	$3.75M	Buy	+457,556	New	+$3.75M	0.11%	111

Other funds holding SMFG

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cambiar Investors Denver, Colorado $2.3B AUM 24.77% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

MAA

Managed Account Advisors Jersey City, New Jersey $121B AUM 7.32% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

WBI Investments's SMFG Position: Q2 2015 in Review

WBI Investments sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q2 2015, closing a stake of 1,060,223 shares — an estimated $8.21M sold.

WBI Investments first reported a position in SMFG in Q3 2014 and held it in 3 quarters. The position peaked at $8.21M in Q1 2015. 175 funds tracked by Wall St. Rank hold SMFG as of Q2 2015.

WBI Investments reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q2 2015 after selling out during the quarter.
WBI Investments sold 1,060,223 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q2 2015, an estimated $8.21M.
WBI Investments first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q3 2014 and held it in 3 quarters.
WBI Investments's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $8.21M in Q1 2015.
175 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q2 2015.

Based on WBI Investments's 13F filing for Q2 2015, filed 14 Aug 2015.