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Sumitomo Mitsui Financial
SMFG

248 hedge funds and large institutions have $1.25B invested in Sumitomo Mitsui Financial in 2018 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 67 increasing their positions, 105 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

39% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 38

5% more funds holding

Funds holding: 236 → 248 (+12)

0.01% more ownership

Funds ownership: 13.64% → 13.65% (+0.01%)

19% less capital invested

Capital invested by funds: $1.53B → $1.25B (-$288M)

36% less repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 105

Holders
248
Holders Change
+12
Holders Change %
+5.08%
% of All Funds
5.53%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
53
Increased
67
Reduced
105
Closed
38
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NMC
Nine Masts Capital
Hong Kong
+$28.2M
2
LP
LMR Partners
United Kingdom
+$20.9M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$12.7M
4
Marshall Wace
Marshall Wace
United Kingdom
+$8.84M
5
Federated Hermes
Federated Hermes
Pennsylvania
+$4.59M

Top Sellers

1
CI
Cambiar Investors
Colorado
-$24.5M
2
CI
Cowen Inc
New York
-$11.2M
3
Morgan Stanley
Morgan Stanley
New York
-$9.37M
4
Wells Fargo
Wells Fargo
California
-$6.71M
5
Lazard Asset Management
Lazard Asset Management
New York
-$6.42M
Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
251
Riverhead Capital Management
Delaware
– -$569K -70,800 Closed
GHCM
252
Glen Harbor Capital Management
California
– -$516K -64,208 Closed
Deutsche Bank
253
Deutsche Bank
Germany
– -$265K -33,044 Closed
Arrowstreet Capital
254
Arrowstreet Capital
Massachusetts
– -$209K -26,000 Closed
BG
255
Bahl & Gaynor
Ohio
– -$209K -25,985 Closed
SS
256
Simplicity Solutions
Minnesota
– -$192K -23,890 Closed
RCA
257
Rowland Carmichael Advisors
Arizona
– -$183K -22,760 Closed
JCM
258
Jacobi Capital Management
Pennsylvania
– -$165K -20,505 Closed
BCM
259
BlueCrest Capital Management
Jersey
– -$145K -18,076 Closed
CGL
260
Clarius Group LLC
Washington
– -$105K -13,019 Closed
DIM
261
DC Investments Management
Virginia
– -$102K -12,722 Closed
HW
262
Hancock Whitney
Mississippi
– -$94K -11,674 Closed
KeyBank National Association
263
KeyBank National Association
Ohio
– -$90K -11,205 Closed
HJIM
264
Henry James International Management
New York
– -$86K -10,683 Closed
BWP
265
BSW Wealth Partners
Colorado
– -$83K -10,286 Closed
SPIA
266
Steward Partners Investment Advisory
New York
– -$52K -6,476 Closed
BL
267
Balentine LLC
Georgia
– -$47K -5,900 Closed
TPWA
268
TRUE Private Wealth Advisors
Oregon
– -$36.3K -4,517 Closed
LIA
269
LS Investment Advisors
Michigan
– -$26K -3,270 Closed
TL
270
TrueWealth LLC
Georgia
– -$23K -2,865 Closed
WSTAM
271
Wilbanks Smith & Thomas Asset Management
Virginia
– -$22K -2,763 Closed
LFA
272
Legacy Financial Advisors
Kentucky
– -$18K -2,288 Closed
AF
273
Advisornet Financial
Minnesota
– -$14K -1,781 Closed
SIS
274
Sound Income Strategies
Florida
– -$13K -1,665 Closed
GWS
275
Glassman Wealth Services
Virginia
– -$12K -1,513 Closed
8 9 10
11
12

SMFG Hedge Fund Activity: Q4 2018 in Review

248 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2018, worth a combined $1.25B — down 19% from $1.53B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new SMFG positions and 38 closed out — a net gain of 15 holders — while 67 added to existing stakes and 105 trimmed.

The largest buyer was Nine Masts Capital, adding an estimated $28.2M. The largest seller was Cambiar Investors, cutting an estimated $24.5M.

  • 248 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2018, up from 236 in Q3 2018.
  • Funds reported $1.25B of Sumitomo Mitsui Financial stock for Q4 2018, down 19% quarter-over-quarter.
  • 53 funds opened new Sumitomo Mitsui Financial positions in Q4 2018 and 38 closed out, a net change of +15 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2018 was Nine Masts Capital, an estimated $28.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2018 was Cambiar Investors, an estimated $24.5M sold.

Based on aggregated 13F filings for Q4 2018.