DC Investments Management’s Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) SMFG Stock Holding History

DC Investments Management’s Portfolio SMFG Stock Details SMFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-23,398	Closed	-$144K	–	72
2020 Q4	$144K	Sell	23,398 -15,040	-39%	-$88.2K	0.36%	52
2020 Q3	$215K	Sell	38,438 -13,290	-26%	-$76.2K	0.23%	65
2020 Q2	$291K	Sell	51,728 -17,084	-25%	-$92.3K	0.11%	230
2020 Q1	$330K	Buy	68,812 +27,828	+68%	+$179K	0.27%	154
2019 Q4	$304K	Buy	40,984 +15,040	+58%	+$108K	0.23%	195
2019 Q3	$177K	Buy	25,944 +8,860	+52%	+$60.5K	0.1%	302
2019 Q2	$121K	Buy	+17,084	New	+$121K	0.07%	323
2018 Q4	–	Sell	-12,722	Closed	-$102K	–	302
2018 Q3	$102K	Buy	+12,722	New	+$101K	0.07%	273

Other funds holding SMFG

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

CIM

Cowen Investment Management New York $12M AUM 1.47% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Renaissance Technologies New York $72.6B AUM 54.88% 1-Year Est. Return

CAC

Cowen and Company New York $2.97B AUM 105.26% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

DC Investments Management's SMFG Position: Q1 2021 in Review

DC Investments Management sold out of Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) (SMFG) in Q1 2021, closing a stake of 23,398 shares — an estimated $144K sold.

DC Investments Management first reported a position in SMFG in Q3 2018 and held it in 8 quarters. The position peaked at $330K in Q1 2020. 229 funds tracked by Wall St. Rank hold SMFG as of Q1 2021.

DC Investments Management reported no remaining Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position as of Q1 2021 after selling out during the quarter.
DC Investments Management sold 23,398 Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) shares in Q1 2021, an estimated $144K.
DC Investments Management first reported a position in Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) in Q3 2018 and held it in 8 quarters.
DC Investments Management's Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) position peaked at $330K in Q1 2020.
229 funds tracked by Wall St. Rank held Sumitomo Mitsui Financial Group, Inc American Depositary Shares (each representing 1.2 shares of Common Stock) as of Q1 2021.

Based on DC Investments Management's 13F filing for Q1 2021, filed 14 May 2021.