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State Street SPDR S&P 600 Small Cap Value ETF

56 hedge funds and large institutions have $58.7M invested in State Street SPDR S&P 600 Small Cap Value ETF in 2014 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

77% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 13

14% more funds holding

Funds holding: 4956 (+7)

0.38% less ownership

Funds ownership: 41.38%40.99% (-0.38%)

2% less capital invested

Capital invested by funds: $60.1M → $58.7M (-$1.42M)

Holders
56
Holders Change
+7
Holders Change %
+14.29%
% of All Funds
1.63%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
23
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DIA
26
Denver Investment Advisors
Colorado
$458K +$153K +2,842 +47%
FIM
27
Frontier Investment Management
Texas
$396K -$91.9K -1,710 -18%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$356K +$12.1K +226 +3%
KFS
29
KMS Financial Services
Washington
$350K +$16.5K +308 +5%
FAT
30
First American Trust
California
$293K +$308K +5,724 New
Jane Street
31
Jane Street
New York
$263K +$276K +5,132 New
SAM
32
Silvercrest Asset Management
New York
$260K
AIG
33
American International Group
New York
$246K -$2.15K -40 -0.8%
SG Americas Securities
34
SG Americas Securities
New York
$174K +$183K +3,402 New
Creative Planning
35
Creative Planning
Kansas
$145K +$3.65K +68 +2%
EIM
36
Emerson Investment Management
Massachusetts
$110K +$116K +2,156 New
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$109K +$31.3K +582 +38%
CDIA
38
Capital Directions Investment Advisors
Georgia
$89K +$25.5K +474 +41%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$88K +$92.9K +1,730 New
PAG
40
Private Advisor Group
New Jersey
$70K +$73.7K +1,372 New
MFS
41
MSI Financial Services
Massachusetts
$58K +$13.6K +254 +29%
WA
42
WFG Advisors
Texas
$51K
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$51K +$29K +540 +120%
US Bancorp
44
US Bancorp
Minnesota
$46K -$114K -2,122 -70%
OCM
45
One Capital Management
California
$41K +$43.5K +810 New
GSC
46
Ground Swell Capital
South Carolina
$37K -$32.7K -608 -46%
WEC
47
Winslow Evans & Crocker
Massachusetts
$35.8K
BRWM
48
B. Riley Wealth Management
Tennessee
$20K -$1.07K -20 -5%
AWM
49
Avior Wealth Management
Nebraska
$16K +$2.26K +42 +15%
TAIM
50
TD Ameritrade Investment Management
Nebraska
$12K

SLYV Hedge Fund Activity: Q3 2014 in Review

56 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P 600 Small Cap Value ETF (SLYV) for Q3 2014, worth a combined $58.7M — down 2.4% from $60.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SLYV positions and 4 closed out — a net gain of 7 holders — while 23 added to existing stakes and 13 trimmed.

The largest buyer was WealthTrust-Arizona, adding an estimated $2.24M. The largest seller was B. Riley Wealth Advisors, cutting an estimated $1.51M.

  • 56 institutional investors held State Street SPDR S&P 600 Small Cap Value ETF (SLYV) as of Q3 2014, up from 49 in Q2 2014.
  • Funds reported $58.7M of State Street SPDR S&P 600 Small Cap Value ETF stock for Q3 2014, down 2.4% quarter-over-quarter.
  • 11 funds opened new State Street SPDR S&P 600 Small Cap Value ETF positions in Q3 2014 and 4 closed out, a net change of +7 holders.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF buyer in Q3 2014 was WealthTrust-Arizona, an estimated $2.24M added.
  • The largest State Street SPDR S&P 600 Small Cap Value ETF seller in Q3 2014 was B. Riley Wealth Advisors, an estimated $1.51M sold.

Based on aggregated 13F filings for Q3 2014.