We are live on ! Find out more
SHM icon

State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

178 hedge funds and large institutions have $1.31B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2014 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 85 increasing their positions, 51 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 51

15% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 13

12% more capital invested

Capital invested by funds: $1.17B → $1.31B (+$137M)

1% more funds holding

Funds holding: 177 → 178 (+1)

0.42% more ownership

Funds ownership: 25.19% → 25.61% (+0.42%)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

Holders
178
Holders Change
+1
Holders Change %
+0.56%
% of All Funds
5.17%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.2%
New
15
Increased
85
Reduced
51
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$40.5M
2
PWAG
Polaris Wealth Advisory Group
California
+$8.96M
3
Morgan Stanley
Morgan Stanley
New York
+$8.38M
4
MAA
Managed Account Advisors
New Jersey
+$7.99M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$7.11M

Top Sellers

1
B
Bailard
California
-$7.73M
2
Bank of America
Bank of America
North Carolina
-$7.38M
3
SGCA
Steel Grove Capital Advisors
Tennessee
-$5.24M
4
PL
Plancorp LLC
Missouri
-$4.99M
5
CS
Credit Suisse
Switzerland
-$3.65M
Name Holding Trade Value Shares
Change 		Change in
Stake
RNS
176
Robert N. Shapiro
$9K +$3.07K +63 +55%
EWM
177
Evercore Wealth Management
New York
$8K – – –
VNB
178
Valley National Bancorp
New York
$7K +$7.07K +145 New
PO
179
Private Ocean
California
$7K +$7.26K +149 New
MAS
180
Madden Advisory Services
Florida
$2K – – –
NFG
181
Next Financial Group
Texas
$2K +$2.24K +46 New
TCM
182
Tradewinds Capital Management
Washington
$1K – – –
PL
183
Plancorp LLC
Missouri
– -$4.99M -102,633 Closed
BIT
184
BlackRock Institutional Trust
California
– -$2.6M -53,335 Closed
Jane Street
185
Jane Street
New York
– -$1.68M -34,557 Closed
CFN
186
Cordasco Financial Network
Florida
– -$1.02M -20,925 Closed
Susquehanna International Group
187
Susquehanna International Group
Pennsylvania
– -$920K -18,910 Closed
Northern Trust
188
Northern Trust
Illinois
– -$3K -5,936 Closed
CWM
189
Confluence Wealth Management
Oregon
– -$244K -5,019 Closed
AL
190
Aspiriant LLC
California
– -$221K -4,538 Closed
PAS
191
Partnervest Advisory Services
California
– -$48K -986 Closed
MPWT
192
MassMutual Private Wealth & Trust
Connecticut
– -$26.5K -545 Closed
MBT
193
Monroe Bank & Trust
Michigan
– -$24K -500 Closed
CA
194
CapWealth Advisors
Tennessee
– -$17K -350 Closed
CFA
195
Carroll Financial Associates
North Carolina
– -$10K -200 Closed
4 5 6 7
8

SHM Hedge Fund Activity: Q3 2014 in Review

178 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2014, worth a combined $1.31B — up 12% from $1.17B a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SHM positions and 13 closed out — a net gain of 2 holders — while 85 added to existing stakes and 51 trimmed.

The largest buyer was PNC Financial Services Group, adding an estimated $40.5M. The largest seller was Bailard, cutting an estimated $7.73M.

  • 178 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2014, up from 177 in Q2 2014.
  • Funds reported $1.31B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2014, up 12% quarter-over-quarter.
  • 15 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2014 and 13 closed out, a net change of +2 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2014 was PNC Financial Services Group, an estimated $40.5M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2014 was Bailard, an estimated $7.73M sold.

Based on aggregated 13F filings for Q3 2014.