Confluence Wealth Management’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

Confluence Wealth Management’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-4,093	Closed	-$200K	–	116
2019 Q2	$200K	Buy	+4,093	New	+$199K	0.1%	116
2017 Q4	–	Sell	-4,943	Closed	-$240K	–	126
2017 Q3	$240K	Hold	4,943	–	–	0.12%	115
2017 Q2	$240K	Hold	4,943	–	–	0.11%	116
2017 Q1	$239K	Hold	4,943	–	–	0.12%	118
2016 Q4	$237K	Sell	4,943 -956	-16%	-$46.2K	0.12%	123
2016 Q3	$288K	Sell	5,899 -637	-10%	-$31.2K	0.14%	115
2016 Q2	$321K	Buy	+6,536	New	+$320K	0.16%	107
2016 Q1	–	Sell	-5,088	Closed	-$248K	–	141
2015 Q4	$248K	Buy	5,088 +12	+0.2%	+$585	0.12%	120
2015 Q3	$247K	Buy	5,076 +11	+0.2%	+$535	0.13%	104
2015 Q2	$246K	Buy	+5,065	New	+$245K	0.13%	100
2014 Q3	–	Sell	-5,019	Closed	-$244K	–	113
2014 Q2	$244K	Buy	5,019 +11	+0.2%	+$535	0.14%	120
2014 Q1	$243K	Buy	+5,008	New	+$244K	0.18%	78

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $67.6B AUM 18.3% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

BWM

Biltmore Wealth Management Tempe, Arizona $320M AUM 21.88% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Confluence Wealth Management's SHM Position: Q3 2019 in Review

Confluence Wealth Management sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q3 2019, closing a stake of 4,093 shares — an estimated $200K sold.

Confluence Wealth Management first reported a position in SHM in Q1 2014 and held it in 12 quarters. The position peaked at $321K in Q2 2016. 355 funds tracked by Wall St. Rank hold SHM as of Q3 2019.

Confluence Wealth Management reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q3 2019 after selling out during the quarter.
Confluence Wealth Management sold 4,093 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q3 2019, an estimated $200K.
Confluence Wealth Management first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q1 2014 and held it in 12 quarters.
Confluence Wealth Management's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $321K in Q2 2016.
355 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q3 2019.

Based on Confluence Wealth Management's 13F filing for Q3 2019, filed 8 Nov 2019.