SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

147 hedge funds and large institutions have $268M invested in Saba Capital Income & Opportunities Fund II in 2019 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 47 increasing their positions, 42 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
147
Holders Change
+16
Holders Change %
+12.21%
% of All Funds
2.9%
Holding in Top 10
1
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-75%
% of All Funds
0.02%
New
28
Increased
47
Reduced
42
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCM
Penserra Capital Management
California
$10.6M
2
Millennium Management
Millennium Management
New York
$6.41M
3
FIM
Frontier Investment Management
Texas
$23.8M
4
OMC
Old Mission Capital
Illinois
$2.06M
5
PPA
Parametric Portfolio Associates
Washington
$8.47M

Top Sellers

1
PHS
Pekin Hardy Strauss
Illinois
$7.42M
2
Ameriprise
Ameriprise
Minnesota
$4.82M
3
NSIM
North Star Investment Management
Illinois
$4.74M
4
JFA
JNBA Financial Advisors
Minnesota
$6.33M
5
KLI
Kelman-Lazarov Inc
Tennessee
$2.38M
Name Holding Trade Value Shares
Change 		Shares
Change %
FWM
126
Filbrandt Wealth Management
Wisconsin
$25K +$25K +2,105 New
TCM
127
Tradewinds Capital Management
Washington
$21K – – –
IF
128
Ironwood Financial
Arizona
$21K – – –
CFGS
129
Concourse Financial Group Securities
Alabama
$18K +$18K +1,500 New
RG
130
Retirement Group
California
$17K +$17K +1,409 New
IRC
131
Investors Research Corp
Georgia
$16K – – –
FIB
132
First Interstate Bank
Montana
$14K – – –
SW
133
SVB Wealth
Massachusetts
$13K +$13K +1,068 New
PWMG
134
Prestige Wealth Management Group
New Jersey
$12K – – –
NFG
135
Next Financial Group
Texas
$10K – – –
SWM
136
Sugarloaf Wealth Management
Georgia
$9K +$9K +773 New
SIS
137
Sound Income Strategies
Florida
$6K – – –
PFGIA
138
Patriot Financial Group Insurance Agency
Massachusetts
$6K – – –
FCM
139
Firestone Capital Management
Florida
$6K +$6K +450 New
HNB
140
Huntington National Bank
Ohio
$5K -$5K – –
EWM
141
Endurance Wealth Management
Rhode Island
$5K – – –
CHA
142
Carmichael Hill & Associates
Maryland
$4K +$4K +300 New
DSC
143
Duncker Streett & Co
Missouri
$3K +$3K +250 New
Fidelity Investments
144
Fidelity Investments
Massachusetts
$2K +$1.99K +179 +17,900%
S
145
SignatureFD
Georgia
$1K -$27.2K -1,798 -96%
JCM
146
Jacobi Capital Management
Pennsylvania
$1K – – –
SFS
147
Shaker Financial Services
Virginia
– -$1.39M -113,249 Closed
MA
148
Mutual Advisors
Nebraska
– -$102K -8,332 Closed
WKWM
149
Walter & Keenan Wealth Management
Indiana
– -$98K -8,000 Closed
CA
150
Calton & Associates
Florida
– -$74K -6,018 Closed
3 4 5
6
7