SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

132 hedge funds and large institutions have $222M invested in Saba Capital Income & Opportunities Fund II in 2019 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 53 increasing their positions, 27 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
132
Holders Change
-8
Holders Change %
-5.71%
% of All Funds
2.87%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
12
Increased
53
Reduced
27
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ECM
Evergreen Capital Management
Washington
$20.6M
2
Stifel Financial
Stifel Financial
Missouri
$4.55M
3
FIM
Frontier Investment Management
Texas
$20.4M
4
PPA
Parametric Portfolio Associates
Washington
$5.82M
5
Invesco
Invesco
Georgia
$11.8M

Top Sellers

1
NWM
Nicola Wealth Management
British Columbia, Canada
$0
2
Wells Fargo
Wells Fargo
California
$20.2M
3
PMG
Private Management Group
California
$0
4
NSIM
North Star Investment Management
Illinois
$6.93M
5
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
$264K
Name Holding Trade Value Shares
Change 		Shares
Change %
HNB
126
Huntington National Bank
Ohio
$5K -$5K – –
EWM
127
Endurance Wealth Management
Rhode Island
$5K – – –
ACS
128
Archford Capital Strategies
Illinois
$5K – – –
DSC
129
Duncker Streett & Co
Missouri
$3K – – –
JCM
130
Jacobi Capital Management
Pennsylvania
$1K – – –
RWA
131
Redhawk Wealth Advisors
Minnesota
$1K +$1K +83 New
NWM
132
Nicola Wealth Management
British Columbia, Canada
– -$15.1M -898,969 Closed
PMG
133
Private Management Group
California
– -$5.61M -445,564 Closed
PAS
134
Park Avenue Securities
New York
– -$284K -22,318 Closed
HL
135
HeadInvest LLC
Maine
– -$249K -19,775 Closed
OWD
136
Osborn Williams & Donohoe
Ohio
– -$186K -14,700 Closed
TSS
137
Two Sigma Securities
New York
– -$136K -10,798 Closed
UCFA
138
United Capital Financial Advisors
Texas
– -$122K -9,655 Closed
COLIM
139
City of London Investment Management
United Kingdom
– -$106K -8,416 Closed
TW
140
Transform Wealth
Colorado
– -$86K -6,850 Closed
Millennium Management
141
Millennium Management
New York
– -$81K -6,461 Closed
SWM
142
SeaCrest Wealth Management
New York
– -$67K -5,350 Closed
SKK
143
Shepherd Kaplan Krochuk
Massachusetts
– -$66K -5,200 Closed
TRCT
144
Tower Research Capital (TRC)
New York
– -$31K -2,485 Closed
Fifth Third Bancorp
145
Fifth Third Bancorp
Ohio
– -$13K -1,000 Closed
RFC
146
Regions Financial Corp
Alabama
– -$10K -761 Closed
DAM
147
Delta Asset Management
Tennessee
– -$4K -302 Closed
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