SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

140 hedge funds and large institutions have $259M invested in Saba Capital Income & Opportunities Fund II in 2017 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 33 increasing their positions, 40 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
140
Holders Change
+18
Holders Change %
+14.75%
% of All Funds
3.18%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
32
Increased
33
Reduced
40
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$26.2M
2
RCM
2
Rivernorth Capital Management
Florida
$26.2M
3
HSA
3
HBK Sorce Advisory
Pennsylvania
$1.78M
4
LCM
4
Landscape Capital Management
New Jersey
$2.57M
5
WMG
5
WESCAP Management Group
California
$4.34M

Top Sellers

1
ECM
1
Evergreen Capital Management
Washington
$28.2M
2
CRC
2
Curi RMB Capital
Illinois
$0
3
UBS Group
3
UBS Group
Switzerland
$1.74M
4
BCI
4
Brinker Capital Investments
Pennsylvania
$13K
5
CFP
5
Cornerstone Financial Partners
North Carolina
$6.75M
Name Holding Trade Value Shares
Change 		Shares
Change %
SIS
126
Sound Income Strategies
Florida
$6K +$6K +500 New
EWM
127
Endurance Wealth Management
Rhode Island
$5K – – –
HNB
128
Huntington National Bank
Ohio
$5K -$5K – –
DSC
129
Duncker Streett & Co
Missouri
$5K – – –
DAM
130
Delta Asset Management
Tennessee
$4K – – –
Manulife (Manufacturers Life Insurance)
131
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4K – – –
RFC
132
Regions Financial Corp
Alabama
$3K +$3K +200 New
ASN
133
Advisory Services Network
Georgia
$2K -$6.97K -568 -78%
AOWM
134
Alpha Omega Wealth Management
Virginia
$2K – – –
MCM
135
Monument Capital Management
Virginia
$2K +$2K +200 New
AIM
136
Anchor Investment Management
South Carolina
$1.94K – – –
JCM
137
Jacobi Capital Management
Pennsylvania
$1K – – –
GWM
138
Geneos Wealth Management
Colorado
$1K – – –
RE
139
RBC Europe
United Kingdom
$756 – – –
FDCDDQ
140
Federation des caisses Desjardins du Quebec
Quebec, Canada
$646 – – –
Walleye Trading
141
Walleye Trading
New York
$253 +$253 +19,550 New
APA
142
American Portfolios Advisors
New York
$19 +$19 +2 New
GS
143
Girard Securities
California
– -$4.6M -341,434 Closed
CRC
144
Curi RMB Capital
Illinois
– -$1.1M -81,681 Closed
AWM
145
AE Wealth Management
Kansas
– -$645K -47,862 Closed
Cohen & Steers
146
Cohen & Steers
New York
– -$415K -30,805 Closed
ICOA
147
Investment Centers of America
North Dakota
– -$259K -19,249 Closed
NPC
148
National Planning Corporation
California
– -$136K -10,054 Closed
PAG
149
Private Advisor Group
New Jersey
– -$92K -6,859 Closed
William Blair & Company
150
William Blair & Company
Illinois
– -$86K -6,353 Closed
3 4 5
6
7