SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

128 hedge funds and large institutions have $179M invested in Saba Capital Income & Opportunities Fund II in 2016 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 46 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
128
Holders Change
-2
Holders Change %
-1.54%
% of All Funds
3.42%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
15
Increased
30
Reduced
46
Closed
16
Calls
–
Puts
$6K
Net Calls
-$6K
Net Calls Change
–

Top Buyers

1
FIMG
Financial & Investment Management Group
Michigan
$7.53M
2
IWC
Integrated Wealth Counsel
California
$5.6M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$4.07M
4
CFP
Cornerstone Financial Partners
North Carolina
$3.84M
5
1CP
1607 Capital Partners
Virginia
$4.84M

Top Sellers

1
Baird Financial Group
Baird Financial Group
Wisconsin
$477K
2
GC
Guggenheim Capital
Illinois
$325K
3
RCM
Rivernorth Capital Management
Florida
$23.5M
4
NHFG
New Harbor Financial Group
Massachusetts
$13K
5
RJFSA
Raymond James Financial Services Advisors
Florida
$1.65M
Name Holding Trade Value Shares
Change 		Shares
Change %
TC
126
Trust Company
Kansas
$3K – – –
HF
127
Hoxton Financial
West Virginia
$2K +$2K +175 New
DOA
128
D'Orazio & Associates
Virginia
$1K – – –
PCM
129
Penserra Capital Management
California
$8 -$1 -90 -12%
EWM
130
Endurance Wealth Management
Rhode Island
$5 – – –
WAM
131
Weiss Asset Management
Massachusetts
– -$863K -67,957 Closed
CS
132
Credit Suisse
Switzerland
– -$741K -58,383 Closed
NCM
133
Newgate Capital Management
Connecticut
– -$545K -43,080 Closed
ADBIC
134
A.D. Beadell Investment Counsel
Wisconsin
– -$460K -36,250 Closed
Squarepoint
135
Squarepoint
New York
– -$409K -32,200 Closed
SPC
136
Sigma Planning Corp
Michigan
– -$409K -32,175 Closed
Koshinski Asset Management
137
Koshinski Asset Management
Illinois
– -$229K -17,998 Closed
DA
138
Doliver Advisors
Texas
– -$91K -7,150 Closed
Susquehanna International Group
139
Susquehanna International Group
Pennsylvania
– -$74K -5,793 Closed
VNA
140
Valley National Advisers
Pennsylvania
– -$9K -693 Closed
HW
141
Hedeker Wealth
Illinois
– -$6K -500 Closed
HCM
142
Horrell Capital Management
Arkansas
– -$5K -395 Closed
ACS
143
Archford Capital Strategies
Illinois
– -$5K -363 Closed
TRCT
144
Tower Research Capital (TRC)
New York
– -$3K -233 Closed
2 3 4 5
6