SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

136 hedge funds and large institutions have $268M invested in Saba Capital Income & Opportunities Fund II in 2018 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 46 increasing their positions, 32 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
136
Holders Change
-4
Holders Change %
-2.86%
% of All Funds
3.12%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
17
Increased
46
Reduced
32
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$6.53M
2
FIMG
Financial & Investment Management Group
Michigan
$7.56M
3
Wells Fargo
Wells Fargo
California
$30.6M
4
PHS
Pekin Hardy Strauss
Illinois
$11.5M
5
RCM
Rivernorth Capital Management
Florida
$27.8M

Top Sellers

1
ECM
Evergreen Capital Management
Washington
$26.7M
2
Morgan Stanley
Morgan Stanley
New York
$8.99M
3
Geode Capital Management
Geode Capital Management
Massachusetts
$0
4
LCM
Landscape Capital Management
New Jersey
$1.61M
5
AWA
Arete Wealth Advisors
Illinois
$77K
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
101
SOL Capital Management
Maryland
$64K +$64K +5,000 New
EA
102
Edge Advisors
Georgia
$63K – – –
AF
103
Allworth Financial
California
$62K – – –
US Bancorp
104
US Bancorp
Minnesota
$58K -$20K -1,564 -26%
SWP
105
Stratos Wealth Partners
Ohio
$55K +$15.1K +1,191 +38%
SEI Investments
106
SEI Investments
Pennsylvania
$53K +$53K +4,150 New
BCWM
107
Bartlett & Co Wealth Management
Ohio
$49.2K +$49.2K +3,850 New
BC
108
Bartlett & Co
Ohio
$49K – – –
SIC
109
Salem Investment Counselors
North Carolina
$45K – – –
TRCT
110
Tower Research Capital (TRC)
New York
$43K +$43K +3,400 New
RWP
111
RWA Wealth Partners
Massachusetts
$34K +$34K +2,695 New
CFD
112
Creative Financial Designs
Indiana
$31K – – –
CPIG
113
Chicago Partners Investment Group
Illinois
$31K +$31K +2,401 New
GI
114
Gradient Investments
Minnesota
$26K – – –
S
115
SignatureFD
Georgia
$24K +$24K +1,864 New
IF
116
Ironwood Financial
Arizona
$22K – – –
TCM
117
Tradewinds Capital Management
Washington
$21K – – –
Fifth Third Bancorp
118
Fifth Third Bancorp
Ohio
$18K – – –
ECM
119
Exchange Capital Management
Michigan
$18K – – –
FIB
120
First Interstate Bank
Montana
$15K – – –
MOS
121
MGO One Seven
Ohio
$11K +$4.74K +357 +76%
SWM
122
SeaCrest Wealth Management
New York
$9K – – –
SIS
123
Sound Income Strategies
Florida
$6K – – –
HNB
124
Huntington National Bank
Ohio
$5K -$5K – –
EWM
125
Endurance Wealth Management
Rhode Island
$5K – – –
3 4
5
6 7