SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

122 hedge funds and large institutions have $250M invested in Saba Capital Income & Opportunities Fund II in 2017 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 41 increasing their positions, 36 reducing their positions, and 13 closing their positions.

Holders
122
Holders Change
-5
Holders Change %
-3.94%
% of All Funds
3.05%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.1%
New
8
Increased
41
Reduced
36
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$19.1M
2
NSIM
2
North Star Investment Management
Illinois
$9.54M
3
JFA
3
JNBA Financial Advisors
Minnesota
$5.53M
4
RJA
4
Raymond James & Associates
Florida
$3.36M
5
FIM
5
Frontier Investment Management
Texas
$11.7M

Top Sellers

1
FIMG
1
Financial & Investment Management Group
Michigan
$2.22M
2
RCM
2
Rivernorth Capital Management
Florida
$24.3M
3
DA
3
Doliver Advisors
Texas
$526K
4
CFP
4
Cornerstone Financial Partners
North Carolina
$7.73M
5
SRC
5
Shufro Rose & Co
New York
$326K
Name Market Value Shares Shares
Change 		Shares
Change %
SIC
101
Salem Investment Counselors
North Carolina
$47K 7,000 – –
CFD
102
Creative Financial Designs
Indiana
$33K 4,918 +5 +0.1%
LC
103
Landaas & Company
Wisconsin
$28K 4,149 +4,149 New
IF
104
Ironwood Financial
Arizona
$24K 3,506 – –
TCM
105
Tradewinds Capital Management
Washington
$23K 3,350 – –
Citigroup
106
Citigroup
New York
$21K 3,119 +134 +4%
ECM
107
Exchange Capital Management
Michigan
$19K 2,745 – –
FIB
108
First Interstate Bank
Montana
$16K 2,321 – –
PCM
109
Penserra Capital Management
California
$11K 1,764 -1,764 -50%
ASN
110
Advisory Services Network
Georgia
$10K 1,461 -4,124 -74%
TSW
111
Thompson Siegel & Walmsley
Virginia
$9K 1,280 – –
EWM
112
Endurance Wealth Management
Rhode Island
$5K 750 – –
DSC
113
Duncker Streett & Co
Missouri
$5K 700 – –
HNB
114
Huntington National Bank
Ohio
– – – –
Manulife (Manufacturers Life Insurance)
115
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K 673 – –
SWA
116
Sutton Wealth Advisors
Florida
$4.68K 694 – –
RCM
117
RB Capital Management
Nevada
$4.52K 670,845 +15,664 +2%
DAM
118
Delta Asset Management
Tennessee
$4K 604 – –
PFGIA
119
Patriot Financial Group Insurance Agency
Massachusetts
$3K 404 – –
AOWM
120
Alpha Omega Wealth Management
Virginia
$3K 371 – –
AIM
121
Anchor Investment Management
South Carolina
$2.02K 300 +300 New
GWM
122
Geneos Wealth Management
Colorado
$1K 250 – –
JCM
123
Jacobi Capital Management
Pennsylvania
$1K 133 – –
RE
124
RBC Europe
United Kingdom
$789 117 +117 New
FDCDDQ
125
Federation des caisses Desjardins du Quebec
Quebec, Canada
$674 100 – –
2 3 4
5
6