SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

127 hedge funds and large institutions have $212M invested in Saba Capital Income & Opportunities Fund II in 2017 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 44 increasing their positions, 34 reducing their positions, and 12 closing their positions.

Holders
127
Holders Change
-4
Holders Change %
-3.05%
% of All Funds
3.17%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.12%
New
10
Increased
44
Reduced
34
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NSIM
1
North Star Investment Management
Illinois
$4.56M
2
Morgan Stanley
2
Morgan Stanley
New York
$12.5M
3
GS
3
Girard Securities
California
$4.59M
4
FIMG
4
Financial & Investment Management Group
Michigan
$7.15M
5
WMG
5
WESCAP Management Group
California
$2.7M

Top Sellers

1
FIM
1
Frontier Investment Management
Texas
$10.4M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$5.76M
3
SFS
3
Shaker Financial Services
Virginia
$0
4
CRC
4
Curi RMB Capital
Illinois
$0
5
RCM
5
Rivernorth Capital Management
Florida
$24.9M
Name Market Value Shares Shares
Change 		Shares
Change %
AF
101
Allworth Financial
California
$66K 9,764 – –
BC
102
Bartlett & Co
Ohio
$63K 9,400 – –
CCM
103
Cribstone Capital Management
Maine
$62K 9,194 – –
SIC
104
Salem Investment Counselors
North Carolina
$47K 7,000 +7,000 New
ASN
105
Advisory Services Network
Georgia
$38K 5,585 +1,315 +31%
CFD
106
Creative Financial Designs
Indiana
$33K 4,913 +1,607 +49%
AB
107
AT Bancorp
Iowa
$29K 4,290 +4,290 New
GI
108
Gradient Investments
Minnesota
$27K 4,070 – –
IF
109
Ironwood Financial
Arizona
$24K 3,506 – –
TCM
110
Tradewinds Capital Management
Washington
$23K 3,350 – –
PCM
111
Penserra Capital Management
California
$23K 3,528 +310 +10%
Citigroup
112
Citigroup
New York
$20K 2,985 +1,600 +116%
ECM
113
Exchange Capital Management
Michigan
$18K 2,745 – –
AssetMark Inc
114
AssetMark Inc
California
$16K 2,347 -19,654 -89%
FIB
115
First Interstate Bank
Montana
$16K 2,321 – –
TSW
116
Thompson Siegel & Walmsley
Virginia
$9K 1,280 – –
VWA
117
V Wealth Advisors
Kansas
$7K 1,000 +1,000 New
Manulife (Manufacturers Life Insurance)
118
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5K 673 -281 -29%
DSC
119
Duncker Streett & Co
Missouri
$5K 700 – –
EWM
120
Endurance Wealth Management
Rhode Island
$5K 750 – –
HNB
121
Huntington National Bank
Ohio
– – – –
SWA
122
Sutton Wealth Advisors
Florida
$4.66K 694 – –
DAM
123
Delta Asset Management
Tennessee
$4K 604 – –
PFGIA
124
Patriot Financial Group Insurance Agency
Massachusetts
$3K 404 +404 New
AOWM
125
Alpha Omega Wealth Management
Virginia
$2K 371 – –
2 3 4
5
6