SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

129 hedge funds and large institutions have $197M invested in Saba Capital Income & Opportunities Fund II in 2016 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 42 increasing their positions, 31 reducing their positions, and 17 closing their positions.

Holders
129
Holders Change
+2
Holders Change %
+1.57%
% of All Funds
3.23%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.15%
New
21
Increased
42
Reduced
31
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIM
1
Frontier Investment Management
Texas
$12.4M
2
LCM
2
Landscape Capital Management
New Jersey
$4.84M
3
CFP
3
Cornerstone Financial Partners
North Carolina
$9.36M
4
LCM
4
Laurion Capital Management
New York
$2.43M
5
JFA
5
JNBA Financial Advisors
Minnesota
$2.24M

Top Sellers

1
Barclays
1
Barclays
United Kingdom
$0
2
UBS Group
2
UBS Group
Switzerland
$956K
3
BFM
3
Boston Financial Management
Massachusetts
$0
4
FIMG
4
Financial & Investment Management Group
Michigan
$4.71M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$6.91M
Name Market Value Shares Shares
Change 		Shares
Change %
MIC
101
Meridian Investment Counsel
California
$75K 11,500 – –
DOA
102
D'Orazio & Associates
Virginia
$66K 10,225 +10,000 +4,444%
FPCG
103
Fort Pitt Capital Group
Pennsylvania
$65K 10,000 – –
SIG
104
Stanford Investment Group
California
$65K 10,050 – –
AF
105
Allworth Financial
California
$63K 9,764 – –
BC
106
Bartlett & Co
Ohio
$61K 9,400 -14,800 -61%
CCM
107
Cribstone Capital Management
Maine
$60K 9,194 -1,445 -14%
ClearBridge Investments
108
ClearBridge Investments
New York
$32K 5,000 – –
GI
109
Gradient Investments
Minnesota
$26K 4,070 – –
IF
110
Ironwood Financial
Arizona
$23K 3,506 – –
TCM
111
Tradewinds Capital Management
Washington
$22K 3,350 – –
CFD
112
Creative Financial Designs
Indiana
$21K 3,306 +3,306 New
ECM
113
Exchange Capital Management
Michigan
$18K 2,745 +2,745 New
FIB
114
First Interstate Bank
Montana
$15K 2,321 – –
BFEC
115
Benjamin F. Edwards & Company
Missouri
$14K 2,105 +2,083 +9,468%
PCM
116
Penserra Capital Management
California
$13K 2,138 +189 +10%
FNBT
117
FineMark National Bank & Trust
Florida
$10K 1,524 +1,524 New
Citigroup
118
Citigroup
New York
$9K 1,385 – –
TSW
119
Thompson Siegel & Walmsley
Virginia
$8K 1,280 – –
GWM
120
Geneos Wealth Management
Colorado
$6K 1,048 -363 -26%
EWM
121
Endurance Wealth Management
Rhode Island
$5K 750 – –
DSC
122
Duncker Streett & Co
Missouri
$5K 700 – –
HNB
123
Huntington National Bank
Ohio
– – – –
SWA
124
Sutton Wealth Advisors
Florida
$4.5K 694 – –
Manulife (Manufacturers Life Insurance)
125
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$4K 673 -373 -36%
2 3 4
5
6