SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

127 hedge funds and large institutions have $248M invested in Saba Capital Income & Opportunities Fund II in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 39 increasing their positions, 35 reducing their positions, and 14 closing their positions.

Holders
127
Holders Change
-4
Holders Change %
-3.05%
% of All Funds
3.39%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
10
Increased
39
Reduced
35
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIM
1
Frontier Investment Management
Texas
$81.9M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$7.37M
3
RCM
3
Rivernorth Capital Management
Florida
$24.8M
4
Barclays
4
Barclays
United Kingdom
$2.33M
5
NHFG
5
New Harbor Financial Group
Massachusetts
$1.97M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$235K
2
LPL Financial
2
LPL Financial
California
$1.54M
3
UBS Group
3
UBS Group
Switzerland
$2.44M
4
GS
4
Girard Securities
California
$858K
5
FIMG
5
Financial & Investment Management Group
Michigan
$5.6M
Name Market Value Shares Shares
Change 		Shares
Change %
GI
101
Gradient Investments
Minnesota
$25K 4,070 – –
IF
102
Ironwood Financial
Arizona
$22K 3,506 – –
Bank of Montreal
103
Bank of Montreal
Ontario, Canada
$22K 3,563 – –
TCM
104
Tradewinds Capital Management
Washington
$21K 3,350 – –
MA
105
MUFG Americas
New York
$21K 3,324 +3,324 New
Koshinski Asset Management
106
Koshinski Asset Management
Illinois
$21K 23,202 +23,202 New
SSB
107
Sandy Spring Bank
Maryland
$18K 2,805 – –
Envestnet Asset Management
108
Envestnet Asset Management
Illinois
$16K 2,511 – –
HIIFS
109
Harel Insurance Investments & Financial Services
Israel
– – – –
FIB
110
First Interstate Bank
Montana
$14K 2,321 – –
APSP
111
Asset Planning Services (Pennsylvania)
Pennsylvania
$14K 2,168 +25 +1%
WP
112
WealthPLAN Partners
Nebraska
$12.5K 1,991 -1,945 -49%
PCM
113
Penserra Capital Management
California
$12K 1,949 +498 +34%
WTB
114
Washington Trust Bank
Washington
$9K 1,400 – –
Citigroup
115
Citigroup
New York
$9K 1,385 – –
TSW
116
Thompson Siegel & Walmsley
Virginia
$8K 1,280 – –
GWM
117
Geneos Wealth Management
Colorado
$8K 1,411 – –
Manulife (Manufacturers Life Insurance)
118
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$7K 1,046 – –
EWM
119
Endurance Wealth Management
Rhode Island
$5K 750 – –
HNB
120
Huntington National Bank
Ohio
– – – –
SWA
121
Sutton Wealth Advisors
Florida
$4.33K 694 – –
DAM
122
Delta Asset Management
Tennessee
$4K 604 – –
DSC
123
Duncker Streett & Co
Missouri
$4K 700 – –
ACS
124
Archford Capital Strategies
Illinois
$4K 725 – –
TC
125
Trust Company
Kansas
$3K 500 – –
2 3 4
5
6