SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

128 hedge funds and large institutions have $179M invested in Saba Capital Income & Opportunities Fund II in 2016 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 46 reducing their positions, and 16 closing their positions.

Holders
128
Holders Change
-2
Holders Change %
-1.54%
% of All Funds
3.42%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
15
Increased
30
Reduced
46
Closed
16
Calls
–
Puts
$6K
Net Calls
-$6K
Net Calls Change
–

Top Buyers

1
FIMG
1
Financial & Investment Management Group
Michigan
$7.53M
2
IWC
2
Integrated Wealth Counsel
California
$5.6M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$4.07M
4
CFP
4
Cornerstone Financial Partners
North Carolina
$3.84M
5
1CP
5
1607 Capital Partners
Virginia
$4.84M

Top Sellers

1
Baird Financial Group
1
Baird Financial Group
Wisconsin
$477K
2
GC
2
Guggenheim Capital
Illinois
$325K
3
RCM
3
Rivernorth Capital Management
Florida
$23.5M
4
NHFG
4
New Harbor Financial Group
Massachusetts
$13K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.65M
Name Market Value Shares Shares
Change 		Shares
Change %
AF
101
Allworth Financial
California
$64K 4,882 – –
SSB
102
Sandy Spring Bank
Maryland
$47K 3,638 -1,912 -34%
HNB
103
Huntington National Bank
Ohio
– – – –
AIG
104
American International Group
New York
$36K 2,749 -784 -22%
ClearBridge Investments
105
ClearBridge Investments
New York
$33K 2,500 – –
GI
106
Gradient Investments
Minnesota
$31K 2,360 +325 +16%
IF
107
Ironwood Financial
Arizona
$23K 1,753 +1,753 New
TCM
108
Tradewinds Capital Management
Washington
$22K 1,675 – –
Envestnet Asset Management
109
Envestnet Asset Management
Illinois
$19K 1,450 +9 +0.6%
HIIFS
110
Harel Insurance Investments & Financial Services
Israel
– – – –
Deutsche Bank
111
Deutsche Bank
Germany
$17K 1,347 +17 +1%
CFG
112
CKW Financial Group
Hawaii
$15K 1,142 – –
FIB
113
First Interstate Bank
Montana
$15K 1,161 – –
APSP
114
Asset Planning Services (Pennsylvania)
Pennsylvania
$14K 1,059 +12 +1%
NHFG
115
New Harbor Financial Group
Massachusetts
$13K 1,000 -167,276 -99%
Citigroup
116
Citigroup
New York
$9K 693 – –
WTB
117
Washington Trust Bank
Washington
$9K 700 – –
GWM
118
Geneos Wealth Management
Colorado
$9K 706 +706 New
TSW
119
Thompson Siegel & Walmsley
Virginia
$8K 640 – –
TFA
120
Transamerica Financial Advisors
Florida
$7K 523 -1 -0.2%
GWM
121
Gupta Wealth Management
California
$7K 500 – –
DSC
122
Duncker Streett & Co
Missouri
$5K 350 – –
SWA
123
Sutton Wealth Advisors
Florida
$4.53K 347 +347 New
DAM
124
Delta Asset Management
Tennessee
$4K 302 – –
NSIM
125
North Star Investment Management
Illinois
$3K 200 – –
2 3 4
5
6