SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

130 hedge funds and large institutions have $170M invested in Saba Capital Income & Opportunities Fund II in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 32 increasing their positions, 41 reducing their positions, and 11 closing their positions.

Holders
130
Holders Change
+8
Holders Change %
+6.56%
% of All Funds
3.41%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.11%
New
20
Increased
32
Reduced
41
Closed
11
Calls
–
Puts
$6K
Net Calls
-$6K
Net Calls Change
-$6K

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$25.4M
2
LPL Financial
2
LPL Financial
California
$6.7M
3
PHS
3
Pekin Hardy Strauss
Illinois
$3.96M
4
AssetMark Inc
4
AssetMark Inc
California
$3.57M
5
1CP
5
1607 Capital Partners
Virginia
$3.15M

Top Sellers

1
DA
1
Doliver Advisors
Texas
$91K
2
NHFG
2
New Harbor Financial Group
Massachusetts
$2.14M
3
Morgan Stanley
3
Morgan Stanley
New York
$8.12M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$5.17M
5
SFS
5
Shaker Financial Services
Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AF
101
Allworth Financial
California
$62K 9,764 – –
AIG
102
American International Group
New York
$44K 7,066 -1,921 -21%
ClearBridge Investments
103
ClearBridge Investments
New York
$32K 5,000 – –
GI
104
Gradient Investments
Minnesota
$26K 4,070 – –
HNB
105
Huntington National Bank
Ohio
– – – –
TCM
106
Tradewinds Capital Management
Washington
$21K 3,350 – –
Envestnet Asset Management
107
Envestnet Asset Management
Illinois
$18K 2,881 -466 -14%
Deutsche Bank
108
Deutsche Bank
Germany
$16K 2,660 +10 +0.4%
FIB
109
First Interstate Bank
Montana
$15K 2,321 – –
CFG
110
CKW Financial Group
Hawaii
$15K 2,284 – –
APSP
111
Asset Planning Services (Pennsylvania)
Pennsylvania
$13K 2,093 +24 +1%
WP
112
WealthPLAN Partners
Nebraska
$12.2K 5,766 +5,766 New
PCM
113
Penserra Capital Management
California
$10K 1,551 +1,551 New
VNA
114
Valley National Advisers
Pennsylvania
$9K 1,386 – –
Citigroup
115
Citigroup
New York
$9K 1,385 – –
WTB
116
Washington Trust Bank
Washington
$9K 1,400 +620 +79%
TSW
117
Thompson Siegel & Walmsley
Virginia
$8K 1,280 – –
TFA
118
Transamerica Financial Advisors
Florida
$7K 1,047 -1,247 -54%
GWM
119
Gupta Wealth Management
California
$6K 1,000 – –
HW
120
Hedeker Wealth
Illinois
$6K 1,000 +1,000 New
HCM
121
Horrell Capital Management
Arkansas
$5K 789 – –
EWM
122
Endurance Wealth Management
Rhode Island
$5K 750 – –
ACS
123
Archford Capital Strategies
Illinois
$5K 725 – –
DSC
124
Duncker Streett & Co
Missouri
$4K 700 – –
DAM
125
Delta Asset Management
Tennessee
$4K 604 – –
2 3 4
5
6