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SABA

Saba Capital Income & Opportunities Fund II
SABA

130 hedge funds and large institutions have $170M invested in Saba Capital Income & Opportunities Fund II in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 32 increasing their positions, 41 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

26% more capital invested

Capital invested by funds: $134M → $170M (+$35.6M)

7% more funds holding

Funds holding: 122 → 130 (+8)

1.78% more ownership

Funds ownership: 8.2% → 9.98% (+1.8%)

22% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 41

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $6K

Holders
130
Holders Change
+8
Holders Change %
+6.56%
% of All Funds
3.41%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.1%
New
20
Increased
32
Reduced
41
Closed
11
Calls
–
Puts
$6K
Net Calls
-$6K
Net Calls Change
-$6K

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$4.94M
2
LPL Financial
LPL Financial
California
+$4.88M
3
PHS
Pekin Hardy Strauss
Illinois
+$4.01M
4
AssetMark Inc
AssetMark Inc
California
+$3.58M
5
1CP
1607 Capital Partners
Virginia
+$3.18M

Top Sellers

1
DA
Doliver Advisors
Texas
-$2.53M
2
NHFG
New Harbor Financial Group
Massachusetts
-$1.52M
3
Morgan Stanley
Morgan Stanley
New York
-$1.32M
4
Baird Financial Group
Baird Financial Group
Wisconsin
-$527K
5
SFS
Shaker Financial Services
Virginia
-$479K
Name Holding Trade Value Shares
Change 		Change in
Stake
AF
101
Allworth Financial
California
$62K – – –
AIG
102
American International Group
New York
$44K -$12.3K -961 -21%
ClearBridge Investments
103
ClearBridge Investments
New York
$32K – – –
GI
104
Gradient Investments
Minnesota
$26K – – –
HNB
105
Huntington National Bank
Ohio
$24K – – –
TCM
106
Tradewinds Capital Management
Washington
$21K – – –
Envestnet Asset Management
107
Envestnet Asset Management
Illinois
$18K -$2.99K -233 -14%
Deutsche Bank
108
Deutsche Bank
Germany
$16K +$64 +5 +0.4%
CFG
109
CKW Financial Group
Hawaii
$15K – – –
FIB
110
First Interstate Bank
Montana
$15K – – –
APSP
111
Asset Planning Services (Pennsylvania)
Pennsylvania
$13K +$154 +12 +1%
WP
112
WealthPLAN Partners
Nebraska
$12.2K +$37K +2,883 New
PCM
113
Penserra Capital Management
California
$10K +$9.97K +776 New
Citigroup
114
Citigroup
New York
$9K – – –
VNA
115
Valley National Advisers
Pennsylvania
$9K – – –
WTB
116
Washington Trust Bank
Washington
$9K +$3.98K +310 +79%
TSW
117
Thompson Siegel & Walmsley
Virginia
$8K – – –
TFA
118
Transamerica Financial Advisors
Florida
$7K -$8K -623 -54%
GWM
119
Gupta Wealth Management
California
$6K – – –
HW
120
Hedeker Wealth
Illinois
$6K +$6.42K +500 New
ACS
121
Archford Capital Strategies
Illinois
$5K – – –
EWM
122
Endurance Wealth Management
Rhode Island
$5K – – –
HCM
123
Horrell Capital Management
Arkansas
$5K – – –
DAM
124
Delta Asset Management
Tennessee
$4K – – –
DSC
125
Duncker Streett & Co
Missouri
$4K – – –
2 3 4
5
6

SABA Hedge Fund Activity: Q4 2015 in Review

130 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Saba Capital Income & Opportunities Fund II (SABA) for Q4 2015, worth a combined $170M — up 26% from $134M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SABA positions and 11 closed out — a net gain of 9 holders — while 32 added to existing stakes and 41 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $4.94M. The largest seller was Doliver Advisors, cutting an estimated $2.53M.

  • 130 institutional investors held Saba Capital Income & Opportunities Fund II (SABA) as of Q4 2015, up from 122 in Q3 2015.
  • Funds reported $170M of Saba Capital Income & Opportunities Fund II stock for Q4 2015, up 26% quarter-over-quarter.
  • 20 funds opened new Saba Capital Income & Opportunities Fund II positions in Q4 2015 and 11 closed out, a net change of +9 holders.
  • The largest Saba Capital Income & Opportunities Fund II buyer in Q4 2015 was Rivernorth Capital Management, an estimated $4.94M added.
  • The largest Saba Capital Income & Opportunities Fund II seller in Q4 2015 was Doliver Advisors, an estimated $2.53M sold.

Based on aggregated 13F filings for Q4 2015.