SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

119 hedge funds and large institutions have $163M invested in Saba Capital Income & Opportunities Fund II in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 36 increasing their positions, 32 reducing their positions, and 16 closing their positions.

Holders
119
Holders Change
+1
Holders Change %
+0.85%
% of All Funds
3.44%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
17
Increased
36
Reduced
32
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GLA
1
Great Lakes Advisors
Illinois
$3.33M
2
NCM
2
Newgate Capital Management
Connecticut
$2.72M
3
WCM
3
Windsor Capital Management
Arizona
$10.2M
4
RCM
4
Rivernorth Capital Management
Florida
$12.7M
5
AWS
5
Aris Wealth Services
Pennsylvania
$1.72M

Top Sellers

1
EHC
1
Everett Harris & Co
California
$12.8M
2
Morgan Stanley
2
Morgan Stanley
New York
$17.9M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$2.2M
4
TCM
4
Telos Capital Management
California
$0
5
SCM
5
Saba Capital Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CFG
101
CKW Financial Group
Hawaii
$18K 1,142 – –
TF
102
Tompkins Financial
New York
$16K 967 – –
Fifth Third Bancorp
103
Fifth Third Bancorp
Ohio
$14K 850 – –
1IC
104
1919 Investment Counsel
Maryland
$14K 857 – –
HDIM
105
Hanson & Doremus Investment Management
Vermont
$12K 750 – –
TRCT
106
Tower Research Capital (TRC)
New York
$10K 640 -4,223 -87%
TSW
107
Thompson Siegel & Walmsley
Virginia
$10K 640 – –
OIA
108
Optimum Investment Advisors
Illinois
$8K 500 – –
RFA
109
Reilly Financial Advisors
California
$8K 500 +500 New
HCM
110
Horrell Capital Management
Arkansas
$6K 395 – –
BFEC
111
Benjamin F. Edwards & Company
Missouri
$6K 344 +4 +1%
WTB
112
Washington Trust Bank
Washington
$6K 390 +390 New
PTC
113
Private Trust Company
Ohio
$5K 315 – –
DAM
114
Delta Asset Management
Tennessee
$5K 302 – –
BCI
115
Brinker Capital Investments
Pennsylvania
$5K 333 +8 +2%
BRWM
116
B. Riley Wealth Management
Tennessee
$4K 252 +252 New
NSIM
117
North Star Investment Management
Illinois
$3K 200 +200 New
DADC
118
D.A. Davidson & Co
Montana
$2K 150 -248 -62%
Envestnet Asset Management
119
Envestnet Asset Management
Illinois
$1K 56 – –
TCM
120
Telos Capital Management
California
– – -125,246 Closed
SCM
121
Saba Capital Management
New York
– – -95,712 Closed
Barclays
122
Barclays
United Kingdom
$0 21 -83,194 -100%
SG Americas Securities
123
SG Americas Securities
New York
– – -56,323 Closed
RIL
124
Rothschild Investment LLC
Illinois
– – -45,650 Closed
SFS
125
Shaker Financial Services
Virginia
– – -29,067 Closed
2 3 4
5
6