SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

118 hedge funds and large institutions have $156M invested in Saba Capital Income & Opportunities Fund II in 2013 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 34 increasing their positions, 36 reducing their positions, and 8 closing their positions.

Holders
118
Holders Change
+16
Holders Change %
+15.69%
% of All Funds
3.43%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
25
Increased
34
Reduced
36
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$10.8M
2
GC
2
Guggenheim Capital
Illinois
$9.13M
3
SCM
3
Saba Capital Management
New York
$1.52M
4
Invesco
4
Invesco
Georgia
$8.55M
5
SG Americas Securities
5
SG Americas Securities
New York
$896K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$9.85M
2
EHC
2
Everett Harris & Co
California
$16M
3
Morgan Stanley
3
Morgan Stanley
New York
$20M
4
FAAM
4
First Allied Asset Management
California
$0
5
Lazard Asset Management
5
Lazard Asset Management
New York
$2.17M
Name Market Value Shares Shares
Change 		Shares
Change %
HPC
76
HM Payson & Co
Maine
$114K 14,346 – –
Jane Street
77
Jane Street
New York
$100K 12,522 -1,353 -10%
KeyBank National Association
78
KeyBank National Association
Ohio
$100K 12,585 +2,000 +19%
GHAM
79
Gilman Hill Asset Management
Connecticut
$99K 12,500 +12,500 New
WT
80
Whittier Trust
California
$96K 12,115 – –
NES
81
New England Securities
New York
$84K 10,579 +5,199 +97%
FSA
82
Financial Sense Advisors
California
$83K 10,450 -1,300 -11%
TRCT
83
Tower Research Capital (TRC)
New York
$77K 9,726 +9,626 +9,626%
BC
84
Bartlett & Co
Ohio
$71K 8,900 – –
LNB
85
Ledyard National Bank
$66K 8,291 – –
JIC
86
Joel Isaacson & Co
New York
$51K 6,471 – –
Creative Planning
87
Creative Planning
Kansas
$47K 5,871 +278 +5%
CFN
88
Cordasco Financial Network
Florida
$46K 5,754 +5,754 New
WA
89
WFG Advisors
Texas
$38K 4,750 -11,607 -71%
GI
90
Gradient Investments
Minnesota
$32K 4,070 +100 +3%
DOA
91
D'Orazio & Associates
Virginia
$28K 3,525 +3,525 New
TCM
92
Tradewinds Capital Management
Washington
$27K 3,350 +3,350 New
AIG
93
American International Group
New York
$24.5K 3,085 +371 +14%
Deutsche Bank
94
Deutsche Bank
Germany
$21K 2,650 +2,650 New
TFA
95
Transamerica Financial Advisors
Florida
$20K 2,446 +650 +36%
CFG
96
CKW Financial Group
Hawaii
$18K 2,284 +2,284 New
HPBT
97
High Point Bank & Trust
North Carolina
$17K 2,168 – –
Nomura Holdings
98
Nomura Holdings
Japan
$16K 2,018 -10,532 -84%
TF
99
Tompkins Financial
New York
$15K 1,933 -1,933 -50%
Fifth Third Bancorp
100
Fifth Third Bancorp
Ohio
$14K 1,700 -595 -26%
2 3
4
5 6