SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

144 hedge funds and large institutions have $276M invested in Saba Capital Income & Opportunities Fund II in 2018 Q4 according to their latest regulatory filings, with 27 funds opening new positions, 48 increasing their positions, 38 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
144
Holders Change
+8
Holders Change %
+5.88%
% of All Funds
3.21%
Holding in Top 10
6
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.13%
New
27
Increased
48
Reduced
38
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JFA
1
JNBA Financial Advisors
Minnesota
$6.97M
2
Fiera Capital (Canada)
2
Fiera Capital (Canada)
Quebec, Canada
$2.56M
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$4.69M
4
FIMG
4
Financial & Investment Management Group
Michigan
$9.78M
5
RCG
5
Ruggie Capital Group
Florida
$1.26M

Top Sellers

1
ECM
1
Evergreen Capital Management
Washington
$20.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.99M
3
NSIM
3
North Star Investment Management
Illinois
$9.19M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.99M
5
6M
5
6 Meridian
Kansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RPA
51
Rock Point Advisors
Vermont
$549K +$639 +53 +0.1%
SMC
52
Smith, Moore & Co
Missouri
$508K +$8.3K +689 +2%
AA
53
AQR Arbitrage
Connecticut
$493K +$493K +40,875 New
HL
54
HeadInvest LLC
Maine
$477K +$216K +17,875 +82%
MHIC
55
Marble Harbor Investment Counsel
Massachusetts
$443K – – –
Carson Wealth (CWM LLC)
56
Carson Wealth (CWM LLC)
Nebraska
$436K +$436K +36,157 New
SKK
57
Shepherd Kaplan Krochuk
Massachusetts
$354K +$354K +29,375 New
RCM
58
RB Capital Management
Nevada
$340K -$484K -40,177 -59%
SJIC
59
St. James Investment Company
Texas
$327K -$820 -68 -0.3%
Envestnet Asset Management
60
Envestnet Asset Management
Illinois
$316K +$113K +9,405 +56%
WKWM
61
Walter & Keenan Wealth Management
Indiana
$305K – – –
Koshinski Asset Management
62
Koshinski Asset Management
Illinois
$298K -$43.4K -3,600 -13%
SPIA
63
Steward Partners Investment Advisory
New York
$266K – – –
BFA
64
Benedict Financial Advisors
Georgia
$265K -$7.79K -646 -3%
APSP
65
Asset Planning Services (Pennsylvania)
Pennsylvania
$260K +$1.47K +122 +0.6%
OC
66
Oarsman Capital
Wisconsin
$254K -$24.1K -2,000 -9%
Walleye Trading
67
Walleye Trading
New York
$251K – – –
MC
68
Matisse Capital
Oregon
$244K -$22.2K -1,842 -8%
SRC
69
Shufro Rose & Co
New York
$238K -$30.1K -2,500 -11%
TW
70
Transform Wealth
Colorado
$233K -$80.3K -6,650 -26%
HIS
71
Harvest Investment Services
Illinois
$228K +$228K +17,965 New
DSA
72
Droms Strauss Advisors
Missouri
$227K +$227K +18,873 New
M&T Bank
73
M&T Bank
New York
$226K -$168 -14 -0.1%
RJFSA
74
Raymond James Financial Services Advisors
Florida
$218K +$1.44K +119 +0.7%
TSS
75
Two Sigma Securities
New York
$217K +$217K +17,970 New
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3
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