SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

127 hedge funds and large institutions have $248M invested in Saba Capital Income & Opportunities Fund II in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 39 increasing their positions, 35 reducing their positions, and 14 closing their positions.

Holders
127
Holders Change
-4
Holders Change %
-3.05%
% of All Funds
3.39%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
10
Increased
39
Reduced
35
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIM
1
Frontier Investment Management
Texas
$81.9M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$7.37M
3
RCM
3
Rivernorth Capital Management
Florida
$24.8M
4
Barclays
4
Barclays
United Kingdom
$2.33M
5
NHFG
5
New Harbor Financial Group
Massachusetts
$1.97M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$235K
2
LPL Financial
2
LPL Financial
California
$1.54M
3
UBS Group
3
UBS Group
Switzerland
$2.44M
4
GS
4
Girard Securities
California
$858K
5
FIMG
5
Financial & Investment Management Group
Michigan
$5.6M
Name Market Value Shares Shares
Change 		Shares
Change %
SRC
51
Shufro Rose & Co
New York
– – – –
HL
52
HeadInvest LLC
Maine
$344K 55,070 – –
PHIMC
53
Private Harbour Investment Management & Counsel
Ohio
$335K 53,700 -6,000 -10%
OC
54
Oarsman Capital
Wisconsin
$321K 51,450 +2,000 +4%
Stifel Financial
55
Stifel Financial
Missouri
$317K 51,012 +3,622 +8%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$297K 47,510 – –
SMC
57
Smith, Moore & Co
Missouri
$294K 47,077 +12,460 +36%
BFA
58
Benedict Financial Advisors
Georgia
$273K 43,468 -808 -2%
WKWM
59
Walter & Keenan Wealth Management
Indiana
$271K 43,500 – –
JC
60
JBF Capital
Colorado
$250K 40,000 – –
DC
61
Davenport & Co
Virginia
$246K 39,500 -3,550 -8%
M&T Bank
62
M&T Bank
New York
$239K 38,250 – –
RJFSA
63
Raymond James Financial Services Advisors
Florida
$235K 37,655 -337,506 -90%
VKH
64
Virtu KCG Holdings
New York
$212K 34,035 -24,171 -42%
Fiera Capital (Canada)
65
Fiera Capital (Canada)
Quebec, Canada
$195K 31,226 +12,994 +71%
IA
66
IFP Advisors
Florida
$184K 29,545 -1,481 -5%
NPC
67
National Planning Corporation
California
$183K 29,447 – –
FHB
68
First Hawaiian Bank
Hawaii
$181K 29,033 – –
CAN
69
Cetera Advisor Networks
California
$177K 28,440 +5,626 +25%
GC
70
Guggenheim Capital
Illinois
$176K 28,284 -1,119 -4%
SWP
71
Stratos Wealth Partners
Ohio
$170K 27,323 -5,457 -17%
FCCM
72
First City Capital Management
Georgia
$167K 26,775 – –
UCFA
73
United Capital Financial Advisors
Texas
$153K 24,474 +5,314 +28%
BC
74
Bartlett & Co
Ohio
$151K 24,200 -3,500 -13%
PAG
75
Private Advisor Group
New Jersey
$143K 22,878 -3,120 -12%
1 2
3
4 5