SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

122 hedge funds and large institutions have $134M invested in Saba Capital Income & Opportunities Fund II in 2015 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 28 increasing their positions, 39 reducing their positions, and 10 closing their positions.

Holders
122
Holders Change
-3
Holders Change %
-2.4%
% of All Funds
3.41%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
9
Increased
28
Reduced
39
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PMG
1
Private Management Group
California
$10.5M
2
DA
2
Doliver Advisors
Texas
$2.49M
3
RCM
3
Rivernorth Capital Management
Florida
$19.6M
4
NHFG
4
New Harbor Financial Group
Massachusetts
$3.49M
5
UBS Group
5
UBS Group
Switzerland
$2.62M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.04M
2
MFS
2
MSI Financial Services
Massachusetts
$54K
3
GC
3
Guggenheim Capital
Illinois
$3.54M
4
SJIC
4
St. James Investment Company
Texas
$0
5
RJA
5
Raymond James & Associates
Florida
$1.45M
Name Market Value Shares Shares
Change 		Shares
Change %
Geode Capital Management
51
Geode Capital Management
Massachusetts
– – – –
PNC Financial Services Group
52
PNC Financial Services Group
Pennsylvania
$280K 45,975 -1,625 -3%
DC
53
Davenport & Co
Virginia
$272K 44,650 – –
NCM
54
Newgate Capital Management
Connecticut
$271K 44,559 -80,484 -64%
Royal Bank of Canada
55
Royal Bank of Canada
Ontario, Canada
$270K 44,463 -3,520 -7%
M&T Bank
56
M&T Bank
New York
$254K 41,750 – –
BFA
57
Benedict Financial Advisors
Georgia
$254K 41,634 +2,781 +7%
JFA
58
JNBA Financial Advisors
Minnesota
$250K 41,079 +4,702 +13%
JC
59
JBF Capital
Colorado
$244K 40,000 +40,000 New
CAN
60
Cetera Advisor Networks
California
$226K 37,407 +6,667 +22%
NPC
61
National Planning Corporation
California
$201K 30,588 – –
SCA
62
Salient Capital Advisors
Texas
$187K 30,720 – –
SMC
63
Smith, Moore & Co
Missouri
$182K 29,938 -2,740 -8%
FIMG
64
Financial & Investment Management Group
Michigan
$179K 29,445 -29,100 -50%
FHB
65
First Hawaiian Bank
Hawaii
$177K 29,033 – –
UCFA
66
United Capital Financial Advisors
Texas
$166K 27,289 -1,660 -6%
SSB
67
Sandy Spring Bank
Maryland
$163K 26,725 -5,355 -17%
BC
68
Bartlett & Co
Ohio
$159K 26,100 – –
IAMOG
69
Investors Asset Management of Georgia
Georgia
$146K 23,999 -2,000 -8%
RJT
70
Raymond James Trust
Florida
$134K 22,037 – –
SI
71
SII Investments
Wisconsin
$128K 21,269 +9,515 +81%
AWE
72
Avidian Wealth Enterprises
Texas
$112K 18,415 -1,349 -7%
Creative Planning
73
Creative Planning
Kansas
$107K 17,499 +17,499 New
CWM
74
Concert Wealth Management
California
$106K 16,889 -550 -3%
PAG
75
Private Advisor Group
New Jersey
$101K 16,559 +16,559 New
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