SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

119 hedge funds and large institutions have $162M invested in Saba Capital Income & Opportunities Fund II in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 41 increasing their positions, 33 reducing their positions, and 9 closing their positions.

Holders
119
Holders Change
-6
Holders Change %
-4.8%
% of All Funds
3.46%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.15%
New
3
Increased
41
Reduced
33
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AQR Capital Management
1
AQR Capital Management
Connecticut
$954K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$3.99M
3
Bank of America
3
Bank of America
North Carolina
$4M
4
RCM
4
Robinson Capital Management
Michigan
$350K
5
Invesco
5
Invesco
Georgia
$13.6M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$18M
2
EHC
2
Everett Harris & Co
California
$8.91M
3
U
3
UBS
Switzerland
$2.93M
4
Stifel Financial
4
Stifel Financial
Missouri
$612K
5
Goldman Sachs
5
Goldman Sachs
New York
$146K
Name Market Value Shares Shares
Change 		Shares
Change %
CAN
51
Cetera Advisor Networks
California
$274K 34,301 +5,624 +20%
RJT
52
Raymond James Trust
Florida
$270K 34,008 -1,390 -4%
NES
53
New England Securities
New York
$270K 34,019 +4,549 +15%
JFA
54
JNBA Financial Advisors
Minnesota
$267K 33,619 +3,140 +10%
FAAS
55
First Allied Advisory Services
California
$256K 31,908 -8,680 -21%
HCM
56
Hollencrest Capital Management
California
$236K 29,710 – –
FHB
57
First Hawaiian Bank
Hawaii
$231K 29,033 – –
SMC
58
Smith, Moore & Co
Missouri
$226K 28,415 +4,014 +16%
FCCM
59
First City Capital Management
Georgia
$213K 26,775 – –
LCM
60
Landscape Capital Management
New Jersey
$205K 25,838 +13,146 +104%
MFS
61
MSI Financial Services
Massachusetts
$203K 25,563 +6,415 +34%
Janney Montgomery Scott
62
Janney Montgomery Scott
Pennsylvania
$188K 23,606 – –
SCA
63
Salient Capital Advisors
Texas
$182K 22,900 – –
MIC
64
Meridian Investment Counsel
California
$170K 21,342 – –
SI
65
SII Investments
Wisconsin
$168K 21,132 +3,012 +17%
CWM
66
Concert Wealth Management
California
$160K 20,197 -498 -2%
AWE
67
Avidian Wealth Enterprises
Texas
$156K 19,667 +1,252 +7%
Goldman Sachs
68
Goldman Sachs
New York
$146K 18,338 -78,915 -81%
GHAM
69
Gilman Hill Asset Management
Connecticut
$139K 17,500 – –
US Bancorp
70
US Bancorp
Minnesota
$139K 17,427 +7,240 +71%
V
71
Veritable
Delaware
$137K 17,246 – –
DC
72
Davenport & Co
Virginia
$134K 16,900 -2,000 -11%
Bank of New York Mellon
73
Bank of New York Mellon
New York
$128K 16,100 – –
OIM
74
Orca Investment Management
Oregon
$125K 15,700 – –
FA
75
Financial Advantage
Maryland
$122K 15,317 – –
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3
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