SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

127 hedge funds and large institutions have $248M invested in Saba Capital Income & Opportunities Fund II in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 39 increasing their positions, 35 reducing their positions, and 14 closing their positions.

Holders
127
Holders Change
-4
Holders Change %
-3.05%
% of All Funds
3.39%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
10
Increased
39
Reduced
35
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIM
1
Frontier Investment Management
Texas
$81.9M
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$7.37M
3
RCM
3
Rivernorth Capital Management
Florida
$24.8M
4
Barclays
4
Barclays
United Kingdom
$2.33M
5
NHFG
5
New Harbor Financial Group
Massachusetts
$1.97M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$235K
2
LPL Financial
2
LPL Financial
California
$1.54M
3
UBS Group
3
UBS Group
Switzerland
$2.44M
4
GS
4
Girard Securities
California
$858K
5
FIMG
5
Financial & Investment Management Group
Michigan
$5.6M
Name Market Value Shares Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$1.72M 275,500 +73,634 +36%
LPL Financial
27
LPL Financial
California
$1.54M 245,631 -236,287 -49%
BFM
28
Boston Financial Management
Massachusetts
$1.54M 246,358 -8,075 -3%
EHC
29
Everett Harris & Co
California
$1.39M 223,458 -22,174 -9%
LCM
30
Landscape Capital Management
New Jersey
$1.39M 223,094 +60,720 +37%
SC
31
Scotia Capital
Ontario, Canada
$1.19M 190,000 +1,200 +0.6%
DA
32
Doliver Advisors
Texas
$1.17M 187,518 +138,060 +279%
TFF
33
The Family Firm
Maryland
$1.17M 187,286 +43,782 +31%
PPA
34
Parametric Portfolio Associates
Washington
$1.08M 172,986 – –
BCI
35
Brinker Capital Investments
Pennsylvania
$1.07M 171,395 – –
AWA
36
Arete Wealth Advisors
Illinois
$1.06M 169,825 +122,087 +256%
GS
37
Girard Securities
California
$858K 137,489 -215,875 -61%
GIP
38
Greatmark Investment Partners
Georgia
$851K 136,375 +700 +0.5%
HFS
39
HL Financial Services
Kentucky
$768K 123,002 +3,807 +3%
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$736K 118,079 +12,047 +11%
SFS
41
Shaker Financial Services
Virginia
$714K 114,374 -51,926 -31%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$587K 94,010 -15,281 -14%
RPA
43
Rock Point Advisors
Vermont
$546K 87,511 +5,900 +7%
TW
44
Transform Wealth
Colorado
$545K 87,400 -23,100 -21%
CRC
45
Curi RMB Capital
Illinois
$540K 86,602 +86,602 New
MHIC
46
Marble Harbor Investment Counsel
Massachusetts
$520K 83,390 -13,610 -14%
Baird Financial Group
47
Baird Financial Group
Wisconsin
$481K 77,043 -3,663 -5%
RCA
48
Rowland Carmichael Advisors
Arizona
$462K 74,000 +10,000 +16%
AG
49
Advisor Group
Arizona
$441K 70,698 +56,649 +403%
Cohen & Steers
50
Cohen & Steers
New York
$422K 67,615 – –
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