SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

119 hedge funds and large institutions have $162M invested in Saba Capital Income & Opportunities Fund II in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 41 increasing their positions, 33 reducing their positions, and 9 closing their positions.

Holders
119
Holders Change
-6
Holders Change %
-4.8%
% of All Funds
3.46%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.15%
New
3
Increased
41
Reduced
33
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AQR Capital Management
1
AQR Capital Management
Connecticut
$954K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$3.99M
3
Bank of America
3
Bank of America
North Carolina
$4M
4
RCM
4
Robinson Capital Management
Michigan
$350K
5
Invesco
5
Invesco
Georgia
$13.6M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$18M
2
EHC
2
Everett Harris & Co
California
$8.91M
3
U
3
UBS
Switzerland
$2.93M
4
Stifel Financial
4
Stifel Financial
Missouri
$612K
5
Goldman Sachs
5
Goldman Sachs
New York
$146K
Name Market Value Shares Shares
Change 		Shares
Change %
AQR Capital Management
26
AQR Capital Management
Connecticut
$954K 120,014 +67,143 +127%
HFS
27
HL Financial Services
Kentucky
$790K 99,331 +1,858 +2%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$744K 93,605 +4,007 +4%
GC
29
Guggenheim Capital
Illinois
$704K 88,571 -5,064 -5%
PHIMC
30
Private Harbour Investment Management & Counsel
Ohio
$673K 84,667 +14,245 +20%
SRC
31
Shufro Rose & Co
New York
$635K 79,900 – –
KFS
32
KMS Financial Services
Washington
$619K 77,798 +14,800 +23%
Stifel Financial
33
Stifel Financial
Missouri
$612K 76,951 -86,636 -53%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$583K 73,461 -1,549 -2%
Barclays
35
Barclays
United Kingdom
$557K 79,544 +43,665 +122%
Cohen & Steers
36
Cohen & Steers
New York
$538K 67,615 +14,082 +26%
ADBIC
37
A.D. Beadell Investment Counsel
Wisconsin
$512K 64,500 – –
GEM
38
Global Endowment Management
North Carolina
$477K 60,000 – –
WKWM
39
Walter & Keenan Wealth Management
Indiana
$457K 57,500 – –
CS
40
Credit Suisse
Switzerland
$451K 56,718 -16,034 -22%
MWR
41
McAdams Wright Ragen
Washington
$438K 55,189 -3,065 -5%
NPC
42
National Planning Corporation
California
$390K 49,342 +1,726 +4%
FIMG
43
Financial & Investment Management Group
Michigan
$370K 46,587 -60 -0.1%
CNB
44
City National Bank
California
$366K 46,000 – –
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$364K 45,652 +4,596 +11%
VKH
46
Virtu KCG Holdings
New York
$353K 44,463 +30,231 +212%
RCM
47
Robinson Capital Management
Michigan
$350K 44,014 +44,014 New
RJFSA
48
Raymond James Financial Services Advisors
Florida
$349K 43,891 -6,415 -13%
M&T Bank
49
M&T Bank
New York
$335K 42,150 +3,900 +10%
SSB
50
Sandy Spring Bank
Maryland
$330K 41,475 +50 +0.1%
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