SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

125 hedge funds and large institutions have $177M invested in Saba Capital Income & Opportunities Fund II in 2014 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 43 increasing their positions, 28 reducing their positions, and 8 closing their positions.

Holders
125
Holders Change
+6
Holders Change %
+5.04%
% of All Funds
3.6%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
14
Increased
43
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$21.7M
2
Invesco
2
Invesco
Georgia
$13.8M
3
Morgan Stanley
3
Morgan Stanley
New York
$21.8M
4
Thrivent Financial for Lutherans
4
Thrivent Financial for Lutherans
Minnesota
$2.42M
5
NCM
5
Newgate Capital Management
Connecticut
$5.04M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$774K
2
GLA
2
Great Lakes Advisors
Illinois
$0
3
Lazard Asset Management
3
Lazard Asset Management
New York
$0
4
IWC
4
Integrated Wealth Counsel
California
$0
5
EHC
5
Everett Harris & Co
California
$12.2M
Name Market Value Shares Shares
Change 		Shares
Change %
GIP
26
Greatmark Investment Partners
Georgia
$1.28M 154,850 +4,275 +3%
BL
27
BCWM LLC
Kansas
$1.26M 152,219 -2,375 -2%
HFS
28
HL Financial Services
Kentucky
$805K 97,473 +1,768 +2%
Goldman Sachs
29
Goldman Sachs
New York
$803K 97,253 +1,766 +2%
GC
30
Guggenheim Capital
Illinois
$774K 93,635 -1,247,482 -93%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$740K 89,598 +2,453 +3%
SRC
32
Shufro Rose & Co
New York
$659K 79,900 – –
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$619K 75,010 -16,709 -18%
CS
34
Credit Suisse
Switzerland
$601K 72,752 +20,802 +40%
PHIMC
35
Private Harbour Investment Management & Counsel
Ohio
$582K 70,422 +1,250 +2%
ADBIC
36
A.D. Beadell Investment Counsel
Wisconsin
$533K 64,500 -4,000 -6%
KFS
37
KMS Financial Services
Washington
$521K 62,998 -31,317 -33%
GEM
38
Global Endowment Management
North Carolina
$496K 60,000 +60,000 New
MWR
39
McAdams Wright Ragen
Washington
$481K 58,254 +636 +1%
WKWM
40
Walter & Keenan Wealth Management
Indiana
$472K 57,500 – –
BNP Paribas Financial Markets
41
BNP Paribas Financial Markets
France
$458K 55,400 +18,700 +51%
Cohen & Steers
42
Cohen & Steers
New York
$442K 53,533 – –
AQR Capital Management
43
AQR Capital Management
Connecticut
$437K 52,871 +17,992 +52%
SCM
44
Saba Capital Management
New York
$426K 51,546 +51,546 New
RJFSA
45
Raymond James Financial Services Advisors
Florida
$416K 50,306 -7,513 -13%
NPC
46
National Planning Corporation
California
$393K 47,616 +9,200 +24%
FIMG
47
Financial & Investment Management Group
Michigan
$385K 46,647 -130 -0.3%
CNB
48
City National Bank
California
$380K 46,000 +10,000 +28%
SSB
49
Sandy Spring Bank
Maryland
$342K 41,425 -3,500 -8%
Royal Bank of Canada
50
Royal Bank of Canada
Ontario, Canada
$339K 41,056 -3,181 -7%
1
2
3 4 5