SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

119 hedge funds and large institutions have $163M invested in Saba Capital Income & Opportunities Fund II in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 36 increasing their positions, 32 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
119
Holders Change
+1
Holders Change %
+0.85%
% of All Funds
3.44%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
17
Increased
36
Reduced
32
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GLA
1
Great Lakes Advisors
Illinois
$3.33M
2
NCM
2
Newgate Capital Management
Connecticut
$2.72M
3
WCM
3
Windsor Capital Management
Arizona
$10.2M
4
RCM
4
Rivernorth Capital Management
Florida
$12.7M
5
AWS
5
Aris Wealth Services
Pennsylvania
$1.72M

Top Sellers

1
EHC
1
Everett Harris & Co
California
$12.8M
2
Morgan Stanley
2
Morgan Stanley
New York
$17.9M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$2.2M
4
TCM
4
Telos Capital Management
California
$0
5
SCM
5
Saba Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RPA
26
Rock Point Advisors
Vermont
$1.35M -$16K -997 -1%
Stifel Financial
27
Stifel Financial
Missouri
$1.32M +$1.32M +82,105 New
BL
28
BCWM LLC
Kansas
$1.24M +$5.97K +371 +0.5%
GIP
29
Greatmark Investment Partners
Georgia
$1.21M +$391K +24,325 +48%
Ameriprise
30
Ameriprise
Minnesota
$1.11M +$481K +29,928 +77%
HFS
31
HL Financial Services
Kentucky
$769K +$650K +40,424 +544%
Goldman Sachs
32
Goldman Sachs
New York
$768K -$1.02M -63,482 -57%
KFS
33
KMS Financial Services
Washington
$758K +$12.1K +752 +2%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$738K – – –
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$701K +$34.3K +2,130 +5%
SRC
36
Shufro Rose & Co
New York
$642K +$277K +17,250 +76%
PHIMC
37
Private Harbour Investment Management & Counsel
Ohio
$556K +$71.5K +4,450 +15%
ADBIC
38
A.D. Beadell Investment Counsel
Wisconsin
$550K – – –
RJFSA
39
Raymond James Financial Services Advisors
Florida
$465K -$3.22K -200 -0.7%
MWR
40
McAdams Wright Ragen
Washington
$463K +$52.3K +3,257 +13%
WKWM
41
Walter & Keenan Wealth Management
Indiana
$462K +$462K +28,750 New
Cohen & Steers
42
Cohen & Steers
New York
$430K – – –
CS
43
Credit Suisse
Switzerland
$418K -$141K -8,788 -25%
FAAS
44
First Allied Advisory Services
California
$393K -$274K -17,031 -41%
FIMG
45
Financial & Investment Management Group
Michigan
$376K +$376K +23,389 New
SSB
46
Sandy Spring Bank
Maryland
$361K -$130K -8,112 -27%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$356K +$26.9K +1,674 +8%
RJT
48
Raymond James Trust
Florida
$321K +$83.4K +5,175 +35%
M&T Bank
49
M&T Bank
New York
$308K – – –
NPC
50
National Planning Corporation
California
$303K +$4.53K +287 +2%
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