SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

118 hedge funds and large institutions have $156M invested in Saba Capital Income & Opportunities Fund II in 2013 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 34 increasing their positions, 36 reducing their positions, and 8 closing their positions.

Holders
118
Holders Change
+16
Holders Change %
+15.69%
% of All Funds
3.43%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
25
Increased
34
Reduced
36
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$10.8M
2
GC
2
Guggenheim Capital
Illinois
$9.13M
3
SCM
3
Saba Capital Management
New York
$1.52M
4
Invesco
4
Invesco
Georgia
$8.55M
5
SG Americas Securities
5
SG Americas Securities
New York
$896K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$9.85M
2
EHC
2
Everett Harris & Co
California
$16M
3
Morgan Stanley
3
Morgan Stanley
New York
$20M
4
FAAM
4
First Allied Asset Management
California
$0
5
Lazard Asset Management
5
Lazard Asset Management
New York
$2.17M
Name Market Value Shares Shares
Change 		Shares
Change %
BL
26
BCWM LLC
Kansas
$1.22M 153,852 -45,517 -23%
Barclays
27
Barclays
United Kingdom
$1.17M 166,430 +29,129 +21%
SG Americas Securities
28
SG Americas Securities
New York
$896K 112,645 +112,645 New
GIP
29
Greatmark Investment Partners
Georgia
$810K 101,925 -14,000 -12%
KFS
30
KMS Financial Services
Washington
$738K 92,811 +4,971 +6%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$729K 91,719 -23,291 -20%
RIL
32
Rothschild Investment LLC
Illinois
$726K 91,300 +91,300 New
FAAS
33
First Allied Advisory Services
California
$661K 82,951 -258,798 -76%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$659K 82,886 -7,473 -8%
Ameriprise
35
Ameriprise
Minnesota
$622K 78,223 +18,350 +31%
CS
36
Credit Suisse
Switzerland
$553K 69,526 +54,156 +352%
ADBIC
37
A.D. Beadell Investment Counsel
Wisconsin
$544K 68,500 -5,000 -7%
SSB
38
Sandy Spring Bank
Maryland
$486K 61,149 -20,644 -25%
PHIMC
39
Private Harbour Investment Management & Counsel
Ohio
$479K 60,272 -10 -0%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$463K 58,220 +19,721 +51%
SFS
41
Shaker Financial Services
Virginia
$462K 58,133 +58,133 New
Cohen & Steers
42
Cohen & Steers
New York
$426K 53,533 -137,965 -72%
MWR
43
McAdams Wright Ragen
Washington
$406K 51,104 +6,691 +15%
SRC
44
Shufro Rose & Co
New York
$360K 45,400 +2,000 +5%
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
$347K 43,600 +43,600 New
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$325K 40,890 -261,990 -86%
VKH
47
Virtu KCG Holdings
New York
$306K 38,485 +2,010 +6%
M&T Bank
48
M&T Bank
New York
$304K 38,250 – –
SMC
49
Smith, Moore & Co
Missouri
$303K 38,075 +38,075 New
CAN
50
Cetera Advisor Networks
California
$302K 37,884 -11,289 -23%
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