SABA

Saba Capital Income & Opportunities Fund II
SABA

Overview Fund Activity

102 hedge funds and large institutions have $156M invested in Saba Capital Income & Opportunities Fund II in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 30 reducing their positions, and 8 closing their positions.

Holders
102
Holders Change
+5
Holders Change %
+5.15%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.1%
New
14
Increased
33
Reduced
30
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$6.77M
2
NHFG
2
New Harbor Financial Group
Massachusetts
$3.44M
3
Goldman Sachs
3
Goldman Sachs
New York
$1.79M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.66M
5
B
5
Baird
Wisconsin
$11.7M

Top Sellers

1
EHC
1
Everett Harris & Co
California
$20.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$23.9M
3
Lazard Asset Management
3
Lazard Asset Management
New York
$2.09M
4
IWC
4
Integrated Wealth Counsel
California
$2.81M
5
Cohen & Steers
5
Cohen & Steers
New York
$1.6M
Name Market Value Shares Shares
Change 		Shares
Change %
RPA
26
Rock Point Advisors
Vermont
$1.32M 157,601 +30,750 +24%
Barclays
27
Barclays
United Kingdom
$1.1M 137,301 +39,883 +41%
GIP
28
Greatmark Investment Partners
Georgia
$969K 115,925 +1,400 +1%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$962K 115,010 +20,178 +21%
RJA
30
Raymond James & Associates
Florida
$945K 113,014 +13,283 +13%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$755K 90,359 +2,177 +2%
KFS
32
KMS Financial Services
Washington
$734K 87,840 -7,618 -8%
SSB
33
Sandy Spring Bank
Maryland
$684K 81,793 -37,967 -32%
PI
34
Placemark Investments
Illinois
$659K 78,826 +2,515 +3%
ADBIC
35
A.D. Beadell Investment Counsel
Wisconsin
$614K 73,500 – –
PHIMC
36
Private Harbour Investment Management & Counsel
Ohio
$504K 60,282 +275 +0.5%
Ameriprise
37
Ameriprise
Minnesota
$500K 59,873 +33,524 +127%
CAN
38
Cetera Advisor Networks
California
$409K 49,173 +12,784 +35%
MWR
39
McAdams Wright Ragen
Washington
$371K 44,413 -888 -2%
SRC
40
Shufro Rose & Co
New York
$362K 43,400 +500 +1%
RJFSA
41
Raymond James Financial Services Advisors
Florida
$322K 38,499 +38,499 New
M&T Bank
42
M&T Bank
New York
$320K 38,250 – –
NPC
43
National Planning Corporation
California
$313K 37,241 +4,149 +13%
VKH
44
Virtu KCG Holdings
New York
$305K 36,475 +36,475 New
CCM
45
Catawba Capital Management
Virginia
$257K 30,736 – –
JFA
46
JNBA Financial Advisors
Minnesota
$251K 30,000 +2,500 +9%
FHB
47
First Hawaiian Bank
Hawaii
$243K 29,033 – –
CCB
48
Cutter & Co Brokerage
Missouri
$243K 29,105 +4,911 +20%
HFS
49
HL Financial Services
Kentucky
$232K 27,805 -18,787 -40%
FCCM
50
First City Capital Management
Georgia
$229K 27,450 – –
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