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SABA

Saba Capital Income & Opportunities Fund II

102 hedge funds and large institutions have $156M invested in Saba Capital Income & Opportunities Fund II in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 30 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 8

10% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 30

5% more funds holding

Funds holding: 97102 (+5)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0.21% less ownership

Funds ownership: 7.18%6.96% (-0.21%)

7% less capital invested

Capital invested by funds: $167M → $156M (-$11.4M)

Holders
102
Holders Change
+5
Holders Change %
+5.15%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.1%
New
14
Increased
33
Reduced
30
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RPA
26
Rock Point Advisors
Vermont
$1.32M +$254K +15,375 +24%
Barclays
27
Barclays
United Kingdom
$1.1M +$329K +19,942 +41%
GIP
28
Greatmark Investment Partners
Georgia
$969K +$11.5K +700 +1%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$962K +$166K +10,089 +21%
RJA
30
Raymond James & Associates
Florida
$945K +$110K +6,641 +13%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$755K +$18K +1,089 +2%
KFS
32
KMS Financial Services
Washington
$734K -$62.8K -3,809 -8%
SSB
33
Sandy Spring Bank
Maryland
$684K -$313K -18,983 -32%
PI
34
Placemark Investments
Illinois
$659K +$20.7K +1,257 +3%
ADBIC
35
A.D. Beadell Investment Counsel
Wisconsin
$614K
PHIMC
36
Private Harbour Investment Management & Counsel
Ohio
$504K +$2.26K +137 +0.5%
Ameriprise
37
Ameriprise
Minnesota
$500K +$276K +16,762 +127%
CAN
38
Cetera Advisor Networks
California
$409K +$105K +6,392 +35%
MWR
39
McAdams Wright Ragen
Washington
$371K -$7.32K -444 -2%
SRC
40
Shufro Rose & Co
New York
$362K +$4.12K +250 +1%
RJFSA
41
Raymond James Financial Services Advisors
Florida
$322K +$317K +19,250 New
M&T Bank
42
M&T Bank
New York
$320K
NPC
43
National Planning Corporation
California
$313K +$34.2K +2,075 +13%
VKH
44
Virtu KCG Holdings
New York
$305K +$301K +18,238 New
CCM
45
Catawba Capital Management
Virginia
$257K
JFA
46
JNBA Financial Advisors
Minnesota
$251K +$20.6K +1,250 +9%
FHB
47
First Hawaiian Bank
Hawaii
$243K
CCB
48
Cutter & Co Brokerage
Missouri
$243K +$40.5K +2,456 +20%
HFS
49
HL Financial Services
Kentucky
$232K -$155K -9,393 -40%
FCCM
50
First City Capital Management
Georgia
$229K