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First Trust Rising Dividend Achievers ETF

80 hedge funds and large institutions have $375M invested in First Trust Rising Dividend Achievers ETF in 2018 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

283% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 12

167% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 6

33% more capital invested

Capital invested by funds: $281M → $375M (+$94.1M)

14% more funds holding

Funds holding: 7080 (+10)

1.89% more ownership

Funds ownership: 52.57%54.47% (+1.9%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
80
Holders Change
+10
Holders Change %
+14.29%
% of All Funds
1.83%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
16
Increased
46
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$65.5M +$5.84M +188,320 +10%
Bank of America
2
Bank of America
North Carolina
$44M +$12.7M +408,724 +41%
Wells Fargo
3
Wells Fargo
California
$30M +$15.9M +514,024 +118%
UBS Group
4
UBS Group
Switzerland
$28.2M +$10.1M +325,045 +57%
LPL Financial
5
LPL Financial
California
$25.3M +$3.72M +119,840 +18%
RJA
6
Raymond James & Associates
Florida
$22.9M +$3.52M +113,364 +19%
Ameriprise
7
Ameriprise
Minnesota
$15.3M +$1.49M +48,139 +11%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$14.6M +$7.99M +257,760 +125%
EIA
9
Eldridge Investment Advisors
New Hampshire
$13.5M +$561K +18,087 +4%
FAAS
10
First Allied Advisory Services
California
$13.5M +$5.95M +191,917 +82%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$12.9M +$2.49M +80,277 +25%
Stifel Financial
12
Stifel Financial
Missouri
$12.5M +$130K +4,179 +1%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$7.2M +$2.92M +94,090 +70%
BTS
14
BB&T Securities
Virginia
$5.03M +$2.14M +69,015 +76%
AG
15
Advisor Group
Arizona
$4.89M +$2.07M +66,798 +76%
MAP
16
Milestone Advisory Partners
North Carolina
$4.82M +$111K +3,563 +2%
US Bancorp
17
US Bancorp
Minnesota
$4.01M +$223K +7,182 +6%
FHC
18
First Heartland Consultants
Missouri
$3.6M +$80.6K +2,598 +2%
BRWM
19
B. Riley Wealth Management
Tennessee
$3.41M +$3.35M +108,011 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$3.39M +$1.45M +46,875 +77%
Jane Street
21
Jane Street
New York
$3.24M +$3.18M +102,521 New
FHA
22
First Horizon Advisors
Tennessee
$3.19M -$70K -2,257 -2%
NFG
23
Nations Financial Group
Iowa
$3.18M +$6.05K +195 +0.2%
KA
24
Kovack Advisors
Florida
$2.36M -$7.06M -227,642 -75%
MML Investors Services
25
MML Investors Services
Massachusetts
$1.88M +$276K +8,890 +18%

RDVY Hedge Fund Activity: Q3 2018 in Review

80 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q3 2018, worth a combined $375M — up 33% from $281M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new RDVY positions and 6 closed out — a net gain of 10 holders — while 46 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $15.9M. The largest seller was Kovack Advisors, cutting an estimated $7.06M.

  • 80 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q3 2018, up from 70 in Q2 2018.
  • Funds reported $375M of First Trust Rising Dividend Achievers ETF stock for Q3 2018, up 33% quarter-over-quarter.
  • 16 funds opened new First Trust Rising Dividend Achievers ETF positions in Q3 2018 and 6 closed out, a net change of +10 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q3 2018 was Wells Fargo, an estimated $15.9M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q3 2018 was Kovack Advisors, an estimated $7.06M sold.

Based on aggregated 13F filings for Q3 2018.