We are live on ! Find out more
RDVY icon

First Trust Rising Dividend Achievers ETF

25 hedge funds and large institutions have $30.1M invested in First Trust Rising Dividend Achievers ETF in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

361% more capital invested

Capital invested by funds: $6.52M → $30.1M (+$23.6M)

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

46.58% more ownership

Funds ownership: 0%46.58% (+47%)

32% more funds holding

Funds holding: 1925 (+6)

Holders
25
Holders Change
+6
Holders Change %
+31.58%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
6
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$9.09M +$8.25M +349,462 +1,824%
Stifel Financial
2
Stifel Financial
Missouri
$5.55M +$5.33M +225,506 New
Bank of America
3
Bank of America
North Carolina
$2.88M +$1.4M +59,218 +103%
Morgan Stanley
4
Morgan Stanley
New York
$2.59M +$1.03M +43,439 +70%
SI
5
SII Investments
Wisconsin
$1.74M +$1.42M +60,052 +586%
Koshinski Asset Management
6
Koshinski Asset Management
Illinois
$1.66M +$1.36M +57,569 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.09M +$1.04M +44,169 New
LPL Financial
8
LPL Financial
California
$880K -$9.42K -399 -1%
FAAS
9
First Allied Advisory Services
California
$807K +$772K +32,696 New
RJA
10
Raymond James & Associates
Florida
$627K +$600K +25,417 New
Jane Street
11
Jane Street
New York
$508K +$486K +20,572 New
PAG
12
Private Advisory Group
Washington
$496K +$509K +21,538 New
FHC
13
First Heartland Consultants
Missouri
$426K +$407K +17,248 New
VKH
14
Virtu KCG Holdings
New York
$390K -$136K -5,775 -27%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$358K +$48.9K +2,072 +17%
KIA
16
KCM Investment Advisors
California
$281K
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$247K -$14K -591 -6%
AG
18
Advisor Group
Arizona
$201K -$12.4K -523 -6%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$94K
UBS Group
20
UBS Group
Switzerland
$68K +$64.6K +2,737 New
IA
21
IFP Advisors
Florida
$37K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$30K +$71 +3 +0.2%
WA
23
WFG Advisors
Texas
$17K
MFS
24
MSI Financial Services
Massachusetts
$2K
Baird Financial Group
25
Baird Financial Group
Wisconsin
-$472K -21,297 Closed

RDVY Hedge Fund Activity: Q4 2016 in Review

25 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q4 2016, worth a combined $30.1M — up 361% from $6.52M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new RDVY positions and 3 closed out — a net gain of 6 holders — while 6 added to existing stakes and 4 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.25M. The largest seller was Baird Financial Group, exiting entirely with an estimated $472K sold.

  • 25 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q4 2016, up from 19 in Q3 2016.
  • Funds reported $30.1M of First Trust Rising Dividend Achievers ETF stock for Q4 2016, up 361% quarter-over-quarter.
  • 9 funds opened new First Trust Rising Dividend Achievers ETF positions in Q4 2016 and 3 closed out, a net change of +6 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q4 2016 was Wells Fargo, an estimated $8.25M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q4 2016 was Baird Financial Group, an estimated $472K sold.

Based on aggregated 13F filings for Q4 2016.