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First Trust Rising Dividend Achievers ETF

123 hedge funds and large institutions have $788M invested in First Trust Rising Dividend Achievers ETF in 2020 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 46 increasing their positions, 47 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

11% more capital invested

Capital invested by funds: $708M → $788M (+$79.9M)

1.21% more ownership

Funds ownership: 59.66%60.88% (+1.2%)

2% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 47

4% less funds holding

Funds holding: 128123 (-5)

21% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 19

Holders
123
Holders Change
-5
Holders Change %
-3.91%
% of All Funds
2.48%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
15
Increased
46
Reduced
47
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$124M +$6.27M +193,227 +5%
Wells Fargo
2
Wells Fargo
California
$90.8M +$2.55M +78,668 +3%
Bank of America
3
Bank of America
North Carolina
$86.7M -$1.51M -46,397 -2%
LPL Financial
4
LPL Financial
California
$66M +$3.75M +115,494 +6%
UBS Group
5
UBS Group
Switzerland
$52.8M +$2.91M +89,621 +6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$34.2M +$11.6M +357,551 +52%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$30.5M +$3.88M +119,475 +15%
Osaic Holdings
8
Osaic Holdings
Arizona
$25.1M +$1.48M +45,498 +6%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$19M +$1.34M +41,411 +8%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$18.2M +$859K +26,453 +5%
FAAS
11
First Allied Advisory Services
California
$18.2M +$433K +13,324 +2%
RJA
12
Raymond James & Associates
Florida
$17.2M -$1.05M -32,231 -6%
RW
13
RVW Wealth
California
$14M -$1.23K -38 -0%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$13M +$3.97M +122,276 +44%
EIA
15
Eldridge Investment Advisors
New Hampshire
$12.5M -$142K -4,360 -1%
PAG
16
Private Advisor Group
New Jersey
$11.8M +$274K +8,448 +2%
KAS
17
Kestra Advisory Services
Texas
$10.2M +$10.2M +312,942 New
Stifel Financial
18
Stifel Financial
Missouri
$10.1M -$430K -13,242 -4%
Ameriprise
19
Ameriprise
Minnesota
$9.97M +$191K +5,892 +2%
SPIA
20
Steward Partners Investment Advisory
New York
$9.23M +$95.8K +2,950 +1%
PNC Financial Services Group
21
PNC Financial Services Group
Pennsylvania
$9.15M +$909K +27,986 +11%
Truist Financial
22
Truist Financial
North Carolina
$8.97M -$132K -4,080 -1%
CA
23
Cetera Advisors
Colorado
$8.62M +$241K +7,426 +3%
FTS
24
Fifth Third Securities
Ohio
$5.69M +$2.57M +79,045 +83%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$5.5M -$30.9K -951 -0.6%

RDVY Hedge Fund Activity: Q3 2020 in Review

123 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q3 2020, worth a combined $788M — up 11% from $708M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of RDVY and 15 opened new positions — a net loss of 4 holders — while 47 trimmed existing stakes and 46 added.

The largest buyer was Royal Bank of Canada, adding an estimated $11.6M. The largest seller was MML Investors Services, cutting an estimated $4.75M.

  • 123 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q3 2020, down from 128 in Q2 2020.
  • Funds reported $788M of First Trust Rising Dividend Achievers ETF stock for Q3 2020, up 11% quarter-over-quarter.
  • 15 funds opened new First Trust Rising Dividend Achievers ETF positions in Q3 2020 and 19 closed out, a net change of -4 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q3 2020 was Royal Bank of Canada, an estimated $11.6M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q3 2020 was MML Investors Services, an estimated $4.75M sold.

Based on aggregated 13F filings for Q3 2020.