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First Trust Rising Dividend Achievers ETF

282 hedge funds and large institutions have $3.78B invested in First Trust Rising Dividend Achievers ETF in 2021 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 167 increasing their positions, 47 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

255% more repeat investments, than reductions

Existing positions increased: 167 | Existing positions reduced: 47

233% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 15

19% more capital invested

Capital invested by funds: $3.17B → $3.78B (+$615M)

13% more funds holding

Funds holding: 250282 (+32)

5% more funds holding in top 10

Funds holding in top 10: 2021 (+1)

1.3% more ownership

Funds ownership: 67.17%68.47% (+1.3%)

Holders
282
Holders Change
+32
Holders Change %
+12.8%
% of All Funds
4.94%
Holding in Top 10
21
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5%
% of All Funds
0.37%
New
50
Increased
167
Reduced
47
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$518M +$77.2M +1,593,279 +17%
LPL Financial
2
LPL Financial
California
$395M +$84.1M +1,735,700 +26%
Wells Fargo
3
Wells Fargo
California
$286M +$37.5M +774,298 +15%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$207M +$47.2M +973,598 +29%
Bank of America
5
Bank of America
North Carolina
$200M +$20.4M +420,649 +11%
Ameriprise
6
Ameriprise
Minnesota
$173M +$35M +721,430 +25%
UBS Group
7
UBS Group
Switzerland
$169M +$19.3M +398,788 +13%
Osaic Holdings
8
Osaic Holdings
Arizona
$130M +$39M +805,943 +42%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$93.8M +$15.3M +315,082 +19%
RJA
10
Raymond James & Associates
Florida
$90M +$11.3M +232,219 +14%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$88.4M +$20.1M +414,928 +29%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$71.8M +$17.1M +352,050 +30%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$69.1M +$10.3M +212,248 +17%
KAS
14
Kestra Advisory Services
Texas
$48.5M +$21.2M +437,410 +75%
PAG
15
Private Advisor Group
New Jersey
$41M -$405K -8,352 -1%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$37.7M +$14.7M +304,343 +62%
Stifel Financial
17
Stifel Financial
Missouri
$37.1M +$6.27M +129,517 +20%
IFG
18
Independent Financial Group
California
$36.1M +$6.96M +143,557 +23%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$34M -$6.86M -141,643 -17%
ODFS
20
O'Donnell Financial Services
California
$31.4M +$32.1M +661,717 New
HI
21
Harbour Investments
Wisconsin
$31M +$5.53M +114,206 +21%
CAN
22
Cetera Advisor Networks
California
$30.2M +$1.75M +36,027 +6%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$30M +$5.38M +111,012 +21%
JMPWA
24
JP Morgan Private Wealth Advisors
California
$28.9M +$1.33M +27,543 +5%
Truist Financial
25
Truist Financial
North Carolina
$28.2M +$3.73M +76,968 +15%

RDVY Hedge Fund Activity: Q3 2021 in Review

282 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q3 2021, worth a combined $3.78B — up 19% from $3.17B a quarter earlier.

Buyers outnumbered sellers: 50 funds opened new RDVY positions and 15 closed out — a net gain of 35 holders — while 167 added to existing stakes and 47 trimmed.

The largest buyer was Legacy Capital Wealth Partners, adding an estimated $148M. The largest seller was Cetera Investment Advisers, cutting an estimated $6.86M.

  • 282 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q3 2021, up from 250 in Q2 2021.
  • Funds reported $3.78B of First Trust Rising Dividend Achievers ETF stock for Q3 2021, up 19% quarter-over-quarter.
  • 50 funds opened new First Trust Rising Dividend Achievers ETF positions in Q3 2021 and 15 closed out, a net change of +35 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q3 2021 was Legacy Capital Wealth Partners, an estimated $148M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q3 2021 was Cetera Investment Advisers, an estimated $6.86M sold.

Based on aggregated 13F filings for Q3 2021.